Search for: "Investment Management Company LLC"
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12 Jan 2023, 1:16 pm
In short, members of an LLC are limited to losing only their investment in the business. [read post]
25 Aug 2021, 8:13 am
On August 20, 2021, the United States Securities and Exchange Commission (“SEC”) filed an emergency action to stop a fraudulent Ponzi scheme allegedly perpetrated by Marietta, Georgia resident John Woods and two entities he controls: registered investment adviser Livingston Group Asset Management Company, d/b/a Southport Capital (“Southport”), and investment fund Horizon Private Equity, III, LLC. [read post]
24 Nov 2020, 6:52 am
Coggins managed these “funds” through his company Coral Gables Asset Management, LLC. [read post]
23 Dec 2013, 8:49 am
Furthermore, David Cosgrove, the managing-member of Cosgrove Law Group, LLC and former securities industry regulator, has recently established the Investment Adviser Rep. [read post]
18 Aug 2011, 11:29 am
If you have suffered losses investing with Select Asset Management, Brian A. [read post]
16 Oct 2012, 2:50 am
The decision is SSR II, LLC v. [read post]
29 Jun 2020, 6:35 am
Advisor Gary Barth (Barth), currently employed by Ameritas Investment Company, LLC (Ameritas) has been subject to at least four customer complaints during the course of his career. [read post]
19 Oct 2023, 12:28 pm
Did You Invest In Nanban Ventures, LLC, Or One Of Its Subsidiaries? [read post]
19 Mar 2012, 4:00 am
The subject Funds are managed by two management companies organized as Delaware LLCs (the Onshore Manager and the Offshore Manager). [read post]
5 Jul 2022, 5:30 am
This protection shelters personal property like a home, bank account, investments, and even vehicles. [read post]
8 Mar 2011, 1:08 am
Husman) Filed by PJ Finance Company, LLC. [read post]
17 Feb 2016, 3:34 pm
A recent Court of Chancery opinion examined inspection rights under the LLC Act, in the decision of RED Capital Investment L.P. v. [read post]
27 Jan 2020, 3:58 am
Second, they argued that nothing in the operating agreement barred them from filing the Related Action against the LLC or its managing members. [read post]
7 Nov 2014, 10:14 am
Sands Brothers is a New York limited liability company that was formed in 1998, with offices in Connecticut, New York and California, and provides investment advisory services. [read post]
26 May 2023, 8:20 am
Sciens agreed to be censured and pay a $275,000 civil penalty (In the Matter of Sciens Investment Management, LLC, Release No. [read post]
26 Mar 2019, 10:07 am
This week, the Securities and Exchange Commission (SEC) charged registered investment advisor Direct Lending Investments LLC with a fraud spanning multiple years that caused an $11 million over charge of management and performance fees to its private funds https://www.sec.gov/litigation/litreleases/2019/lr24432.htm. [read post]
7 Jul 2010, 11:26 am
Irving Stitsky, the former Managing Partner of Cobalt Capital Funding, LLC, and Executive Vice President of Cobalt Real Estate Services, LLC, was sentenced to 85 years in prison, a restitution of $22,075,631 and forfeiting proceeds of $23,152.235 for fraudulently inducing over 250 investors to invest over $23 million in private placement real estate offerings in New York through several misrepresentations. [read post]
14 Jan 2022, 8:02 am
appeared first on Zamansky LLC. [read post]
10 Nov 2021, 1:14 pm
LLC, Morgan Stanley, and Allen & Company LLC were the joint book-running managers for the offering, with Needham & Company, William Blair, KeyBanc Capital Markets, Raymond James, Barrington Research, Craig-Halllum, Berenburg, and Northland Capital Markets as co-managers. [read post]
7 Nov 2016, 9:16 am
LLC owners are responsible for the debts and obligations of the business only to the extent of their financial investments, and partners have the right to participate in the business’s management. [read post]
