Search for: "Investment Security Corp. Parent Corp."
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22 Apr 2024, 1:11 pm
Recently, securities plaintiffs have been able to survive motions to dismiss where the allegations in the complaint relating to control are often no more than general recitals of the traditional private equity investment model. [read post]
3 Apr 2024, 9:01 pm
These are not secret analyses; they are public documents for the whole world to see.[4] Even parties that argue in court that their conduct does not implicate the federal securities laws have themselves used the Howey framework internally for years to evaluate crypto offerings.[5] Of course, that doesn’t mean that all crypto products are offered as “investment contracts” and are therefore securities. [read post]
8 Mar 2024, 6:02 pm
Send me a bipartisan national security bill. [read post]
12 Dec 2023, 9:05 pm
(disclosing for itself and its subsidiaries), (ii) once more by CSRD rules (although this time under presumably simplified Article 40a reporting standards), at the level of its Japanese parent, Sony Group Corporation (disclosing on the behalf of the entire group), and (iii) potentially several more times for any entities that are either (a) registered as securities issuers with the SEC (according to available EDGAR data, these are Sony Group Corporation, Sony Corp.… [read post]
15 Nov 2023, 6:26 am
The SEC settled charges against registered investment adviser D. [read post]
14 Nov 2023, 9:01 pm
The stand-alone enforcement actions spanned the securities industry, from billion-dollar frauds to emerging investor threats involving crypto asset securities and cybersecurity, and charged violations by diverse market participants, from public companies and investment firms to gatekeepers and social media influencers. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC order SEC settles claims related to pre-IPO SPAC disclosure In the Matter of Digital World Acquisition Corp. [read post]
29 Sep 2023, 4:00 am
His son, Lachlan, will become News Corp. chairperson and continue as chief executive officer of Fox Corp. [read post]
25 Sep 2023, 2:09 pm
(This rate only applies to C-Corporations, not S-Corps, LLCs, or partnerships.) [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
1 Jan 2023, 12:58 pm
And in every case, we use value storytelling to show how modest investments in legal operations are going to create and preserve business value. [read post]
3 Nov 2022, 11:00 pm
4131/1962, which generally provides that an investor who is not a Brazilian resident may freely invest in any financial instrument or security available to an investor who is a Brazilian resident, establishing a regulatory environment to allow for such investment. [read post]
29 Jul 2022, 8:07 am
” “The case Hummel was appointed to oversee involved EQT Corp. and local residents over royalty payments. [read post]
14 Jul 2022, 7:01 am
The mechanism has been described as a reverse version of the Committee on Foreign Investment in the United States, an interagency body that reviews inbound investments and can recommend that the president block transactions seen as potential security threats. [read post]
24 May 2022, 8:15 am
Pix Credit HERE One of the great ramifications of the proxy war being undertaken in physical form on the territory of Ukraine looks to potentially significantly dynamic power relationships both within Europe, between Europe and their American partners (a marriage that has had its dramatic moments since 1945 but which appears incapable of either equal relations or separation). [read post]
15 Mar 2022, 10:35 am
FINRA reported 16 AML cases in 2021 resulting in $4.6 million in fines, compared with 14 cases totaling $16.2 million in 2020.In Intesa Sanpaolo IMI Securities Corp., the largest case in which AML was the focus, FINRA found that the firm failed to reasonably surveil potentially suspicious activity relating to low-priced securities transactions. [read post]
18 Feb 2022, 7:37 am
Tencent increased its investments in its overseas startups more than sevenfold in 2021. [read post]
15 Feb 2022, 2:05 pm
For example, in Sustainable Opportunities Acquisition Corp. v. [read post]
14 Feb 2022, 4:44 am
The Business Venture Plaintiff Quattro Parent LLC (“Quattro”) was a closely-held Delaware LLC comprised of a handful of investment funds, including one affiliated with George Soros (“Soros”), which invested in a startup venture to build a wireless broadband network in São Paulo, Brazil. [read post]
