Justia Blawg Search - Law Blogs, Lawyer Blogs, Legal Blogs Directory & Search Engine

In addition, he observed that because the conduct in the DRW case ended prior to Dodd-Frank, it was not charged using the CFTC’s 180.1(c) authority, and under that regime, the case could potentially look different.   [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

CFTC proposes first rules on the road to achieving high quality swaps data

29 Apr 2019, 10:28 am by John Jascob

By Brad Rosen, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

ISS Analytics releases report on 2019 U.S. executive compensation trends

22 Apr 2019, 6:42 am by John Jascob

By Joanne Cursinella, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Employee Experience Equals Customer Experience

22 Apr 2019, 2:00 am by Julie Dodd, Chief Services Officer, Ultimate Software

Julie Dodd is Chief Services Officer at Ultimate Software. [read post]

Human Resources News - http://blogs.hrhero.com/hrnews/

New Jersey is second state to propose uniform fiduciary standard

17 Apr 2019, 8:20 am by John Jascob

By Jay Fishman, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Spoofing or wire fraud? DOJ fires back at industry criticism of charging decision

1 Apr 2019, 5:00 am by John Jascob

By Lene Powell, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Comment period for CFTC’s high-profile SEF and trade execution rule proposal closes; disagreements among stakeholders remain paramount

21 Mar 2019, 4:43 am by John Jascob

By Brad Rosen, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Senate Agriculture Committee gives warm reception to nominee for CFTC Chairman

15 Mar 2019, 5:00 am by John Jascob

By Lene Powell, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Giancarlo reflects on tenure and looks forward in final FIA Boca appearance as agency chief

14 Mar 2019, 5:00 am by John Jascob

By Brad Rosen, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

House passes government ethics/elections bill with Shareholders United Act amendment

11 Mar 2019, 5:00 am by John Jascob

Nelson, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Peirce warns of unintended consequences to new disclosure types

7 Mar 2019, 6:19 am by John Jascob

Tonkovic, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Commissioner Berkovitz states his opposition to proposed swap trading rules

29 Jan 2019, 6:32 am by John Jascob

By Brad Rosen, J.D. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/