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CFTC enforcement director expounds on penalty guidance in fireside chat
2 Jun 2020, 5:00 pm by John Jascob
By Brad Rosen, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
DOL’s proposed fiduciary rule: ‘Solution to’ or ‘in search of’ a problem?
24 Jul 2015, 7:23 am by Joy Waltemath
By Pamela Wolf, J.D. [read post]
WKL&B WOrkDay Blog - http://www.employmentlawdaily.com/index.php/blog
Former SEC Enforcement directors reminisce at SEC Historical Society event
6 Apr 2018, 6:29 am by John Jascob
By Amanda Maine, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Comment period for CFTC’s high-profile SEF and trade execution rule proposal closes; disagreements among stakeholders remain paramount
21 Mar 2019, 4:43 am by John Jascob
By Brad Rosen, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Comment period for CFTC’s controversial position limit proposal concludes despite COVID-19 pandemic-inspired chaos
18 May 2020, 5:00 pm by John Jascob
By Brad Rosen, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Willkie Farr attorneys discuss prevention and litigation of commodities insider trading
18 Dec 2018, 6:42 am by John Jascob
By Lene Powell, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Chairman Massad Identifies Focus on Cybersecurity, Cross-Border Issues
7 Nov 2014, 8:55 am by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Giancarlo reflects on tenure and looks forward in final FIA Boca appearance as agency chief
14 Mar 2019, 5:00 am by John Jascob
By Brad Rosen, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Former NFA CEO expounds on self-regulation in the futures and derivatives markets and where the pendulum may swing next
16 Jul 2019, 6:14 am by John Jascob
By Brad Rosen, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
White House Actions on Regulatory Reform Do Not Match Its Rhetoric
20 Sep 2011, 12:00 am by Sam Batkins
 Batkins received his J.D. from Catholic University of America, Columbus School of Law, is a member of the Maryland Bar, and previously worked the U.S. [read post]
RegBlog - http://www.law.upenn.edu/blogs/regblog/
Compliance Bricks and Mortar for April 1
1 Apr 2016, 6:00 am by Doug Cornelius
Tonkovic, J.D. in Jim Hamilton’s World of Securities Regulation The Supreme Court has denied certiorari in three securities-related cases. [read post]
Compliance Building - http://www.compliancebuilding.com
President Obama to Nominate SEC Commissioner Who Wants to Prevent Regulatory Arbitrage
19 May 2011, 10:12 am by James Hamilton
Gallagher earned a B.A. from Georgetown University and a J.D. from the Catholic University of America. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Department of Justice Hiring Interns Based on Talent or Politics?
27 Jun 2008, 11:12 am
Thomas Connell Summer Intern 2008 J.D. [read post]
Colorado Springs Personal Injury Law Blog - http://coloradosprings.injuryboard.com/
House passes government ethics/elections bill with Shareholders United Act amendment
11 Mar 2019, 5:00 am by John Jascob
Nelson, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
CFTC adopts swaps-related and Volcker Rule amendments, proposes rules on electronic trading
25 Jun 2020, 5:13 pm by John Jascob
By Lene Powell, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Spoofing or wire fraud? DOJ fires back at industry criticism of charging decision
1 Apr 2019, 5:00 am by John Jascob
By Lene Powell, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
PLI panelists discuss audit committee responsibilities
19 Apr 2018, 7:01 am by John Jascob
By Amanda Maine, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Supreme Court returns, will hear Jander ESOP petition
8 Oct 2019, 4:51 am by John Jascob
Tonkovic, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Untitled
28 Jan 2020, 6:00 am by Unknown
SEC issues credit rating reports on NRSRO activities, examination results By Amanda Maine, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Industry groups support CFTC proposal on swap dealer registration; watchdog calls it ‘Swiss cheese’
16 Aug 2018, 7:42 am by John Jascob
By Lene Powell, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/