Search for: "JAY R. GOULD" Results 81 - 100 of 129
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6 Sep 2012, 9:00 am by Colin O'Keefe
 Benjamin Stevens of The Stevens Firm on their South Carolina Family Law Blog EEOC’s “emerging issues”: LGBT rights, and accommodations for pregnant women – Winston-Salem attorney Robin Shea of Constangy on the firm’s blog, Employment & Labor Insider SEC Releases Study on Financial Literacy While Retail Investors Wait for the Movie – San Francisco lawyer Jay Gould of Pillsbury on the Investment Fund Law… [read post]
3 Nov 2014, 5:42 am by Doug Cornelius
Sources: SEC Announces Charges Against Investment Advisory Firm and Top Officials for Custody Rule Violations SEC Order against Sands Brothers SEC Investor Bulletin: Custody Rule SEC Brings Custody Rule Enforcement by Jay Gould in Pillsbury’s Investment fund Law Blog [read post]
12 Oct 2009, 4:29 pm
Rockefeller, William Marcy (Boss) Tweed, Jay Gould, and Jim Fiske. [read post]
16 Apr 2013, 9:36 am by Ailyn Cabico
Written by:  Jay Gould On April 8, 2013, we reviewed a recent speech by David Blass, the Chief Counsel of the Division of Trading and Markets of the Securities and Exchange Commission (the “SEC”), in which Mr. [read post]
17 Dec 2013, 6:00 am by Doug Cornelius
-Based Holding Company for Internal Control Failures SEC order against GLG Partners SEC Charges London-based Hedge Fund Adviser with Valuation Failures by Jay B. [read post]
18 Jul 2014, 5:00 am by Doug Cornelius
Private Fund Managers as Broker-Dealers and How to Avoid It by Jay B. [read post]
30 Nov 2011, 5:21 am by Doug Cornelius
Sources: SEC Order Against MSIM SEC Charges Morgan Stanley Investment Management for Improper Fee Arrangement – SEC Press Release Over $3.3 Million Charges Against Morgan Stanley Investment Management for Improper Fee Arrangement by Jay Gould in Pillsbury’s Investment Fund Law Blog [read post]
7 Aug 2014, 5:12 am by Doug Cornelius
Sources: SEC Charges a Self-Proclaimed Ordained Minister in Georgia and His Company with a Fraudulent Offering of Securities SEC Complaint against Lawler and the Freedom Foundation SEC Enforcement Update – A busy (and entertaining) week, July 28 – August 1, 2014 by Jay Gould in the Investment Law Blog Freedom Club USA (International) the truth shall set you free Image of Insanity by Albert Einstein by Marla Elvin CC BY SA [read post]
6 Sep 2012, 6:07 am by Doug Cornelius
Sources: SEC Staff Study Regarding Financial Literacy Among Investors Library of Congress Report on Financial Literacy Investor Research Report Appendix to Investor Research Report Good News for Fraudsters, Financial Illiteracy Is Widespread by Neal Lipschutz in WSJ.com’s Corruption Currents SEC Releases Study on Financial Literacy While Retail Investors Wait for the Movie by Jay Gould in Pillsbury’s Investment Fund Law Blog When Hedge Funds Advertise by Felix Salmon [read post]
29 Oct 2014, 2:37 pm by Edward Smith
For example, famous scientist Stephen Jay Gould lived for more than 20 years after his mesothelioma diagnosis, eventually succumbing to an unrelated condition. [read post]
16 Oct 2008, 6:04 am
Numerous scientists, most notably the late Stephen Jay Gould, have said that it was public outings with the family to science museums as children that inspired them to go into the field. [read post]
1 Feb 2012, 10:27 am by Jen
  Payne, along with Jay Joseph Vanbockel, 19, of Palm Bay, and Connie Gould Jarrell, 50, of Lake Hamilton, who were both passengers in the Explorer, were all taken to Lakeland Regional Medical Center. [read post]