Search for: "JEFFERIES & COMPANY, INC."
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13 Dec 2011, 4:38 am
” It is actually the name under which the company “Doctor’s Associates, Inc. [read post]
11 Oct 2011, 2:10 pm
In addition, according to FINRA records, Jeffery Ogle is already facing at least one securities arbitration claim alleging that, among other things, he sold unsuitable investments in Masterbuilt Estate Homes, Inc., a real estate development company which is purportedly owned by Jeffery Ogle's father. [read post]
10 Oct 2011, 5:00 am
., Inc. [read post]
26 Aug 2011, 10:29 am
O'Neil/Associates Inc., World Outlook, World Outlook Management and Universal Restoration, none of which were licensed by the Texas Office of Consumer Credit Commissioner, according to the indictment. [read post]
26 Aug 2011, 10:29 am
O’Neil/Associates Inc., World Outlook, World Outlook Management and Universal Restoration, none of which were licensed by the Texas Office of Consumer Credit Commissioner, according to the indictment. [read post]
26 Aug 2011, 10:29 am
O'Neil/Associates Inc., World Outlook, World Outlook Management and Universal Restoration, none of which were licensed by the Texas Office of Consumer Credit Commissioner, according to the indictment. [read post]
17 Aug 2011, 2:00 am
In an August 3, 2011 letter ruling in In re Ness Technologies, Inc. [read post]
13 Aug 2011, 5:55 am
The policyholders hired Jeffery Moss, of Associated Adjusters Inc., as their public insurance adjuster. [read post]
27 Jul 2011, 3:33 pm
Phoenix outsourced this due diligence to Examination Management Services, Inc. [read post]
18 May 2011, 8:04 am
Aldworth Joins Document Technologies, Inc. [read post]
28 Apr 2011, 8:01 am
” Per the proxy, the flight benefits for Jeffery Smisek, Zane Rowe, Peter McDonald, James Compton, and Irene Foxhall are worth a collective $256,002, and tax gross-up benefits that the company will pay on their behalf are worth more than $1.046 million. [read post]
14 Apr 2011, 12:14 pm
FINRA announced that it fined Jefferies & Company, Inc. $1.5 million for failing to disclose additional compensation received and conflicts in connection with the sale of auction rate securities (ARS). [read post]
13 Apr 2011, 10:41 pm
" Judge Jeffery S. [read post]
6 Feb 2011, 7:32 am
"The size of this penalty reflects the gravity of the hazard and the employer's knowledge of its existence," said Jeffery A. [read post]
25 Jan 2011, 5:20 am
Former general counsel Jeffery W. [read post]
12 Jan 2011, 8:08 am
Thus, we weren’t surprised to read about lawsuits related to Chevron Corporation’s (CVX) $4.3 billion bid to acquire Atlas Energy, Inc. [read post]
17 Dec 2010, 5:25 am
In the case of Flight 3407 many Internet sites displayed "Continental Airlines" and not "Colgan Air, Inc. [read post]
5 Dec 2010, 9:55 pm
However, the liability of Inc. [read post]
10 Nov 2010, 11:22 am
Judge Jeffery S. [read post]
23 Sep 2010, 9:54 am
Photographer: George Frey/Bloomberg Blockbuster Inc., the world’s biggest movie-rental company, filed for bankruptcy after failing to adapt its storefront model to online technology pioneered by rivals such as Netflix Inc. [read post]