Search for: "JEFFREY MERRILL"
Results 1 - 20
of 121
Sort by Relevance
|
Sort by Date
21 Nov 2023, 7:15 am
On Monday, the United States Supreme Court denied inventor Jeffrey Killian’s petition for a rehearing in his case asking the Court to provide clear guidance on – or else throw out – the Alice/Mayo test for patent eligibility. [read post]
21 Nov 2023, 7:15 am
On Monday, the United States Supreme Court denied inventor Jeffrey Killian’s petition for a rehearing in his case asking the Court to provide clear guidance on – or else throw out – the Alice/Mayo test for patent eligibility. [read post]
15 Nov 2023, 6:26 am
Merrill Lynch paid a $6 million penalty to settle the SEC charges. [read post]
3 Oct 2023, 8:44 am
Bank of America (Bank of America, N.A (BANA) and Merrill Lynch International (MLI)) for failing to diligently supervise swaps reporting and failing to comply with swaps reporting obligations. [read post]
11 Jul 2023, 11:12 am
JEFFREY NEWMAN IS A WHISTLEBLOWER LAWYER WHO HANDLES SEC WHISTLEBLOWER CASES AND HE CAN BE REACHED AT 617-823-3217 OR AT JEFF@JEFFNEWMANLAW.COM The post SEC charges Merrill Lynch and parent BAC North America Holding Co. for failing to file hundreds of Suspicious Activity Reports and will pay $12 million to settle. appeared first on Jeff Newman Law. [read post]
29 Jan 2023, 7:33 pm
Haugh, BA1; Ching-Ni Njauw, MS2,3; Jeffrey A. [read post]
15 Oct 2022, 11:03 am
Description: Last week, the Supreme Court heard oral arguments in Merrill v. [read post]
7 Oct 2022, 8:31 am
Merrill Lynch offers the “Client Transition Program. [read post]
28 Sep 2022, 8:06 am
;BofA Securities Inc. together with Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
9 Aug 2022, 12:35 pm
Orders have been entered in the Jeffrey Clark District of Columbia disciplinary prosecution. [read post]
19 Jun 2022, 5:05 pm
Although lawyers are known as a querulous lot, statisticians may not be far behind. [read post]
4 Apr 2022, 1:37 pm
Sharkey and Jeffrey Edward Green, eds., The Changing Terrain of Religious Freedom (2021). [read post]
26 Feb 2022, 6:53 pm
A version of this post appeared previously on Professor Deborah Mayo’s blog, Error Statistics Philosophy. [read post]
3 Dec 2021, 1:29 pm
Previously, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Arlington, TX, Banc Of America Investment Services, Inc. [read post]
13 Sep 2021, 12:39 pm
(CRD#:39543), FORT WORTH, TX 08/08/2008 – 02/11/2009, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691), ARLINGTON, TX 08/29/2007 – 08/11/2008, BANC OF AMERICA INVESTMENT SERVICES, INC. [read post]
6 Sep 2021, 5:27 am
Defendant Wells Fargo Clearing Services moved for dismissal of counts nine and ten of plaintiff's complaint, asserting claims against defendant for negligence and violation of the New Jersey Uniform Fiduciaries Law. [read post]
28 May 2021, 12:19 pm
Jason Anderson Merrill Lynch, Pierce, Fenner & Smith Incorporated LPL Financial LLC Solomon Apprey Pruco Securities, LLC AXA Advisors, LLC Ronald Bartsch Union Capital Company Liberty Partners Financial Services, LLC Spyridon Chandrinos Millennium Advisors, LLC Nelson Polun Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated … [read post]
26 May 2021, 7:01 am
In February, 2021, a federal indictment was unsealed against David Gentile (GPB’s founder and CEO), Jeffrey Schneider (CEO of Ascendant Capital, GPB’s placement agent), and Jeffrey Lash (managing partner). [read post]
9 Mar 2021, 12:41 pm
Spotts, who cofounded Prophecy Asset Management in 2001 after spending 12 years at Merrill Lynch, declined to comment to IBJ. [read post]
19 Feb 2021, 7:56 am
Jeffrey Sandwell LPL Financial LLC Trilogy Financial Services Jon Scheier Edward Jones For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
