Search for: "JOHN SARBANES" Results 41 - 60 of 485
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19 Apr 2022, 4:14 pm
John Fund, Inc., 573 U.S. 258, 267 (2014) (citations omitted).For a statement to be false or misleading, it must “directly contradict what the defendant knew at that time” or “omit material information. [read post]
11 Mar 2022, 6:49 am by Roger Parloff
Kelly; Chief Judge Beryl Howell (orally, commemorated in a minute entry); John D. [read post]
7 Jan 2022, 5:52 am
Peregrine, McDermott, Will & Emery LLP, on Monday, January 3, 2022 Tags: Accounting, Compliance & ethics, Compliance and disclosure interpretation, Corporate fraud, Enron, Financial regulation, Misconduct, Sarbanes–Oxley Act, Securities enforcement, Securities fraud, Securities regulation Are All Risks Created Equal? [read post]
24 Dec 2021, 6:26 am
Sandstrom, Center for Political Accountability, on Saturday, December 18, 2021 Tags: Accountability, Disclosure, ESG, Lobbying, Political spending, Transparency BlackRock Investment Stewardship Global Principles Posted by John McKinley, BlackRock Investment Stewardship, on Saturday, December 18, 2021 Tags: BlackRock, Boards of Directors, Climate change, ESG, Index funds, Institutional Investors, Long-Term… [read post]
14 Dec 2021, 8:49 am by Roger Parloff
There, a split panel had overturned two convictions of former National Security Adviser John Poindexter under a different statute, 18 U.S.C. [read post]
9 Nov 2021, 3:50 am by David Lynn
Under the Sarbanes-Oxley Act, the SEC has the authority to select the members and the Chairperson of the Board of the PCAOB. [read post]
18 Jun 2021, 5:55 am
Turner, Hemming Morse LLP, on Thursday, June 17, 2021 Tags: Accounting, Accounting standards, Enron, FASB, PCAOB, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation Trust: A Critical Asset Posted by Don Fancher, Jennifer Lee, and Debbie McCormack, Deloitte, on Thursday, June 17, 2021 Tags: Board oversight, Boards of Directors, Compliance & ethics, Corporate… [read post]
25 Mar 2021, 3:03 am by Lynn Jokela
Last December, John blogged when “The Holding Foreign Companies Accountable Act” (HFCA) was signed into law. [read post]
19 Mar 2021, 6:08 am
Electronic Arts, Disclosure, Enron, Sarbanes–Oxley Act Board Priorities for 2021 Abound Amid Slow Economic Recovery Posted by Amy Rojik, BDO, on Friday, March 12, 2021 Tags: Board leadership, Boards of Directors, Corporate culture, COVID-19, Disclosure, Diversity, ESG, Human capital, Mergers & acquisitions, Shareholder value, Surveys 2020 Say on Pay & Proxy Results Posted by Todd Sirras, Austin… [read post]
9 Mar 2021, 1:14 pm by George Ticoras, Esq.
John Sarbanes, the bill requires enhanced disclosure of donors making political contributions, creates a multiple matching system for small donations for political campaigns, and amends rules governing super PACs. [read post]
“Swiftly passing [this bill] sends a strong signal to the American people about our unwavering and longstanding commitment to enact transformational anti-corruption and clean election reforms,” Sponsor Representative John Sarbanes tweeted Wednesday morning. [read post]
25 Feb 2021, 9:00 am by Rohini Kurup
John Sarbanes to talk about the merits of various approaches to the ethics and rule-of-law issues discussed in the report and analyze the government ethics bills moving through Congress. powered by Crowdcast Sign up now to become a patron of Lawfare and receive email notifications for Lawfare Live, a weekly event where you can join a community of Lawfare readers and podcast listeners in conversation with Lawfare writers, experts, guests and each other. [read post]
23 Feb 2021, 7:05 am by WNN
The majority decision was written by Circuit Judge John Roberts, who would later be named the Chief Justice of the U.S. [read post]
25 Jan 2021, 4:00 am by Guest Blogger
For democracy, as John Turner so rightly reminded us, “does not happen by accident” – or by arbitrary ‘content moderation’. [read post]
20 Jan 2021, 9:50 am by Geoff Schweller
” In addition to the provisions outlining the SEC and CFTC Whistleblower Programs, the Dodd-Frank Act included amendments to the whistleblower provisions of the Sarbanes-Oxley Act (SOX Act). [read post]
20 Jan 2021, 9:50 am by Geoff Schweller
” In addition to the provisions outlining the SEC and CFTC Whistleblower Programs, the Dodd-Frank Act included amendments to the whistleblower provisions of the Sarbanes-Oxley Act (SOX Act). [read post]
14 Jan 2021, 6:28 am by George Ticoras, Esq.
John Sarbanes, the bill requires enhanced disclosure of donors making political contributions, creates a multiple matching system for small donations for political campaigns, and amends rules governing super PACs. [read post]