Search for: "JOHN SARBANES"
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17 Dec 2020, 3:05 am
Farewell to Paul Sarbanes Paul Sarbanes, the 5-term U.S. [read post]
8 Dec 2020, 9:11 am
John Sarbanes (D-Md), said that the family will hold a private service in accordance with COVID-19 guidelines.According to Greek Reporter, Sarbanes was the first person of Greek heritage to serve in the U.S. [read post]
27 Nov 2020, 5:58 am
Adler, Jessica Forbes, and Stacey Song, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, November 25, 2020 Tags: Accredited investors, Capital formation, Equity offerings, Institutional Investors, Registration exemptions, Regulation D, Regulation S, Safe harbor, SEC, SEC rulemaking, Securities regulation EQT: Private Equity with a Purpose Posted by Robert Eccles (University of Oxford), Therese Lennehag (EQT Partners), and… [read post]
29 Oct 2020, 3:03 am
Looking Back at 16 Years of ICFR Section 404 of the Sarbanes-Oxley Act requires companies to review internal control over financial reporting and report whether it’s effective. [read post]
22 Sep 2020, 7:24 am
For example, an amendment to the Sarbanes-Oxley Act created a type of insider trading liability under Title 18 of the U.S. [read post]
18 Sep 2020, 6:13 am
SEC Changes Rules Affecting Risk Factors, Litigation and Disclosures by US Public Companies Posted by Valerie Ford Jacob, Pamela Marcogliese and Michael Levitt, Freshfields Bruckhaus Deringer LLP, on Friday, September 11, 2020 Tags: Disclosure, Environmental disclosure, Form 10-K, Form 10-Q, Human capital, Risk disclosure, SEC, SEC rulemaking, Securities litigation, Securities regulation What to Do About Annual Incentive Plans in the… [read post]
4 Sep 2020, 6:27 pm
John Kennedy (R-La) and Chris Van Hollen (D-Md) that would prohibit securities of a company from being listed on any of the U.S. securities exchanges if the company has failed to comply with PCAOB audits for three years in a row. [read post]
4 Sep 2020, 6:31 am
Fisch (University of Pennsylvania Law School), on Thursday, September 3, 2020 Tags: Books and records, California, Charter & bylaws, Delaware articles, Delaware cases, Delaware law, Discovery, Private ordering, Shareholders agreements, State law Evolving Executive Compensation Responses to the Global Pandemic Posted by Mike Kesner, Sandra Pace, and John R. [read post]
14 Aug 2020, 3:02 am
John blogged a few months ago about a statement from SEC & PCAOB officials on this topic. [read post]
17 Jul 2020, 5:51 am
Forman, Cornerstone Research, on Sunday, July 12, 2020 Tags: Accounting, Audits, Financial reporting, Foreign firms, PCAOB, Restatements, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities fraud COVID-19: Navigating Core Audit Committee Responsibilities Posted by Paula Loop, Paul DeNicola, and Stephen G. [read post]
16 Jun 2020, 2:18 pm
Here is John’s article. [read post]
13 Mar 2020, 3:00 am
– John Jenkins [read post]
24 Jan 2020, 7:18 am
Aquila, Melissa Sawyer, and John L. [read post]
9 Jan 2020, 3:00 am
– John Jenkins [read post]
21 Nov 2019, 1:10 pm
Dutch Ruppersberger and John Sarbanes, was requested by County Executive Johnny Olszewski’s administration as it seeks to create transportation ... [read post]
29 Oct 2019, 12:00 pm
John Elwood reviews Monday’s relists, after a fashion. [read post]
24 Oct 2019, 2:40 pm
Here is John’s article. [read post]
18 Oct 2019, 3:00 am
– John Jenkins [read post]
16 Oct 2019, 3:00 am
– John Jenkins [read post]
27 Sep 2019, 3:00 am
– John Jenkins [read post]
