Search for: "JOHN SARBANES"
Results 81 - 100
of 485
Sort by Relevance
|
Sort by Date
20 Sep 2019, 7:14 am
Previously, Congress enacted the John S. [read post]
31 Jul 2019, 7:46 am
[Like in the Emoluments Clauses cases, plaintiff’s mere allegation that the government is acting ultra vires is not enough to establish an equitable cause of action ] [This post is co-authored with Seth Barrett Tillman, Lecturer, Maynooth University Department of Law. [read post]
10 Jun 2019, 11:00 am
Federal regulations pertaining to clawback provisions were first introduced under the Sarbanes-Oxley Act of 2002 (“SOX”). [read post]
6 Jun 2019, 3:00 am
– John Jenkins [read post]
4 Jun 2019, 3:00 am
– John Jenkins [read post]
24 May 2019, 6:01 am
Securities and Exchange Commission, on Thursday, May 23, 2019 Tags: Accounting, Audits, Internal control, Sarbanes–Oxley Act, SEC, SEC rulemaking, Securities enforcement, Securities regulation, Small firms, SOX Section 404 [read post]
23 May 2019, 5:12 pm
John Sarbanes, Chair of the Democracy Reform Task Force. [read post]
17 May 2019, 6:06 am
Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Posted by Robert J. [read post]
15 May 2019, 7:21 pm
I am delighted to announce the publication of "Next Generation Law: Data-Driven Governance and Accountability Based Regulatory Systems in the West, and Social Credit Regimes in China," Law &: Southern California Interdisciplinary Law Journal 28(1): 123-172 (2018).In the contemporary world, compliance systems and policing are quickly replacing law and the traditional methods of enforcement (either organic or positive law) as the framework through which collectives (the state, the… [read post]
10 May 2019, 6:18 am
Chairman, and thank you to the Staff in the Division of Corporation Finance, including John Fieldsend, Elizabeth Murphy, Felicia Kung, Lindsay McCord, and Director Bill Hinman, for their work in developing today’s release. [read post]
11 Mar 2019, 5:00 am
By Mark S. [read post]
9 Mar 2019, 8:56 am
John Sarbanes (D-MD). [read post]
8 Mar 2019, 11:44 am
John Sarbanes, House Bill 1, the For the People Act of 2019, requires any organization involved in political activity to disclose its largest donors, creates a multiple matching system for small donations for political campaigns, and amends rules governing super PACs. [read post]
27 Feb 2019, 8:06 pm
John Sarbanes that Trump’s lawyers had access to Cohen’s statement to Congress circulated because of Cohen’s joint defense agreement with Trump, but said that he couldn’t recall the nature of the edits. [read post]
27 Feb 2019, 7:41 am
John Sarbanes, the bill requires any organization involved in political activity to disclose its largest donors, creates a multiple matching system for small donations for political campaigns, and amends rules governing super PACs. [read post]
20 Feb 2019, 3:11 am
Nasdaq’s “Direct Listing” Rule Change Recently, John blogged about companies starting to use the “direct listing” route to go public rather than the traditional IPO path. [read post]
30 Jan 2019, 2:54 pm
Judge Thrash also found the Sarbanes Oxley internal control certifications to be inactionable, as the certifications related only to the company’s internal controls over financial reporting, not as to controls over data security. [read post]
30 Jan 2019, 3:00 am
” – John Jenkins [read post]
23 Jan 2019, 4:13 pm
“If you are a furloughed federal employee, or a family member of a furloughed federal employee, I wanted to share some resources that you may find helpful [banking, utilities, credit unions, telecom, unemployment insurance.) [read post]
11 Jan 2019, 6:30 am
Katz, Wachtell, Lipton, Rosen & Katz, on Monday, January 7, 2019 Tags: Exchange Act, Merger litigation, Mergers & acquisitions, Section 14(e), Securities fraud, Securities litigation, Securities regulation, Shareholder suits, Supreme Court, U.S. federal courts Comments on the SEC Roundtable on Proxy Access Posted by John C. [read post]
