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31 Jan 2022, 12:46 pm
Approval is subject to a high-entry standard with subsidiaries required to be established and the subsidiaries must be granted approval subject to the following prerequisites: (i) controlling shareholder must be a foreign bank and pure hedge funds, except for co-investing with another bank, can only establish a non-bank credit company; (ii) registered capital of the foreign-invested bank should be at least RMB1bn and fully paid up; and (iii) extensive disclosure of… [read post]
11 Oct 2021, 7:24 am
The FINRA arbitrators ordered JP Morgan to pay Ms. [read post]
7 Oct 2021, 6:13 am
Turley was previously registered with Lehman Brothers in New York City, CS First Boston Corporation, and Morgan Stanley & Co. [read post]
13 Jul 2021, 5:30 am
“Sherron, even if it’s the last $10,000 you have, you have to use it to hire an attorney. [read post]
2 Jul 2021, 2:17 pm
In a recording of a recent program with the Hampshire County Bar Association, Sofia Lingos of Trident Legal offers three essential steps for attorneys to complete the transition to paperless processes after the abrupt change brought by the pandemic. [read post]
31 Dec 2020, 1:25 pm
Additionally, the third-party agreements will be assigned to SMIP and payment for the purchase of SkyMiles from third parties will be remitted directly to a collection account held at JP Morgan Chase Bank, N.A. in the name of SMIP. [read post]
23 Oct 2020, 3:31 am
Morgan Chase & Co., JPMorgan Chase Bank, N.A. and JPMorgan Securities. [read post]
9 Oct 2020, 10:28 am
Whistleblower awards for the JP Morgan case could range from $92 to $276 million. [read post]
29 Sep 2020, 9:09 am
Morgan Securities LLC, a broker-dealer subsidiary of JPMorgan Chase & Co., for fraudulently engaging in manipulative trading of U.S. [read post]
17 Sep 2020, 8:20 am
JP Morgan Chase & Co., 498 F.3d 111, 126 (2d Cir. 2007). [read post]
21 Jul 2020, 9:12 am
More than a decade ago in 2007, Judge Harold Baer noted in In Re JP Morgan Chase Cash Balance Litigation, 242 F.R.D. 265, 277 (S.D.N.Y. 2007), that a proposed class included “thousands of Plan participants, both male and female, arguably from diverse racial and ethnic backgrounds” and that, therefore, “it is important to all concerned that there is evidence of diversity, in terms of race and gender, of any class counsel I appoint. [read post]
20 May 2020, 2:17 pm
Morgan Securities LLC HSBS Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services Group, Inc Bailey, Michael PFS Investments Inc Bisch, Sarah Santander Securities LLC Edward Jones Bishop, Tywan Charles Schwab & Co., Inc E Trade Securities LLC Borja, Mauricio Allstate Financial Services, LLC Botner, Ryan MML Investors Securities, LLC… [read post]
Ernie Badway Participates in West LegalEdCenter Webinar: A Look at NYDFYS Regulations ― Two Years In
24 Apr 2020, 8:34 am
Join me, along with co-presenters Daniel Garrie of Law and Forensics and Jessica Friedman of JP Morgan Chase, for a recorded CLE webinar offering an update on the New York State Department of Financial Services’ cybersecurity regulations, which are designed to combat the growing threat cyber threats pose to information and financial systems. [read post]
11 Mar 2020, 8:47 am
New DEP CALL 6/1/21 Wells Fargo & Co new DEP SH REP SER X Wells Fargo & Co New DEP SHS SER V JPMorgan Chase BK NA Ohio CTF DTD 3/25/13 Citibank N A PRIN Protected MKT LKD CTF DTD 10/22/10 JPMorgan Chase BK NA Columbus Ohio CTF DTD 7/21/14 Morgan Stanley FIN LLC Global GTO Medium, Term NT DTD 9/30/16 EBAY Inc NT 4.00% Callable DTE 1/15/13 The FINRA claim seeks damages between $100,000 and $500,000. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution… [read post]
10 Sep 2019, 7:58 am
In particular Hassett v South Eastern Health Board (Case C-372/07) [2008] ECR I-7403 and Berliner Verkehrsbetriebe v JP Morgan Bank Chase Bank NA (Case C-144/10) [2011] WLR 2087 show that art 24 is to be construed narrowly and both were considered in the present case. [read post]
10 Sep 2019, 2:34 am
Turner & Company, LLC San Jose Calif REDEV AGY Valley Natl BK Wayne New Jersey CTF DEP Natixis US Medium Term NT Program LLC JP Morgan Chase BK NA Columbus Ohio CTF Pacific Beacon LLC Select Sector SPDR Trust SHS Ben Int Energy Chicago ILL Brd ED Go BDS 2009E JPMorgan Chase BK NA Columbia Ohio CTF Centaurus Financial, Inc. [read post]
3 Sep 2019, 10:16 am
When JP Morgan Chase & Co. ignored legal deadlines to transfer tens of millions dollars... [read post]
15 Aug 2019, 11:24 pm
The blanket guaranty allowed Bank One, and its successor JPMorgan Chase, to offer student loans to borrowers like Greer-Allen.VI. [read post]
12 Aug 2019, 5:00 am
In the report, they wrote a note to the CO that specified the following, “The resumes of the applicants who responded directly to JP Morgan Chase are attached to this report. [read post]
