Search for: "JPMorgan Securities Inc." Results 1 - 20 of 243
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26 Apr 2024, 6:00 am by Michelle
JPMorgan Chase’s Plan for Face and Palm PaymentsAmerican Banker – April 22, 2024 (subscription required) JPMorgan Chase is preparing a broad rollout of a biometric authentication system at U.S. retailers in 2025, following experiments it has run over the past year. [read post]
24 Apr 2024, 12:17 pm by Geoff Schweller
According to Bloomberg, the CFTC “has reached out to a number of banks, including JPMorgan Chase & Co., Bank of America Corp. and Citigroup Inc. [read post]
29 Mar 2024, 6:00 am by Michelle
Legal and Regulatory Developments SPOTLIGHT: Visa, Mastercard Swipe Fee Deal Fails to Stem More LitigationBloomberg Law – March 28, 2024 (subscription may be required) Visa Inc. and Mastercard Inc. [read post]
27 Oct 2023, 6:00 am by Michelle
Legal and Regulatory Developments SPOTLIGHT: Fed Proposes Reduction in Debit Fee CapPayments Dive – October 25, 2023 The Federal Reserve Board voted Wednesday in favor of a proposal that would cut a cap on the interchange fee that debit card issuers can charge merchants to process a transaction. [read post]
24 Oct 2023, 9:01 pm by renholding
It prohibits entities from taking actions that impede employees from reporting possible securities law violations to the SEC. [read post]
22 Sep 2023, 6:54 am by Zak Gowen
JPMorgan Chase, Bank of America, Wells Fargo, and others, next year plan to launch Paze: a mobile wallet that will connect directly to the credit and debit card accounts of 150mn customers. [read post]
6 Jun 2023, 8:38 am by Kevin LaCroix
Grace & Company, Inc.,; Suzanne Gilbert is a veteran corporate executive with over 30 years of experience with the Interpublic Group of Companies (IPG); Larry Prendergast is Chairman of the Turrell Fund and serves on the advisory boards of several investment funds, including JPMorgan; and Joe Monteleone is a Partner at the Weber Gallagher Simpson Stapleton Fires & Newby LLP law firm. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
5 Apr 2023, 10:11 am by Neal Davis
The SEC’s charges stem from alleged fraud during the sale of Javice’s company, also known as TADP Inc. [read post]
3 Mar 2023, 10:17 am by Cynthia Marcotte Stamer
Investigators also determined Acosta Perez opened bank accounts for the fictitious businesses at JPMorgan Chase Bank, Wells Fargo Bank and Bank of America. [read post]
23 Feb 2023, 9:01 pm by renholding
These trial convictions followed earlier guilty pleas by two other individuals working for the same trading desk, as well as a parent-level Deferred Prosecution Agreement (DPA) in which JPMorgan agreed to pay approximately $920 million. [read post]
14 Feb 2023, 7:02 am by Zamansky LLC
LLP (2.72 percent), and JPMorgan Investment Management, Inc. (2.11 percent). [read post]
28 Jul 2022, 9:51 am by The White Law Group
Morgan Securities LLC, UBS Financial Services Inc., and TradeStation Securities, Inc. for deficiencies in their programs to prevent customer identity theft, in violation of the SEC’s Identity Theft Red Flags Rule, or Regulation S-ID. [read post]
27 Jul 2022, 1:35 pm by Mark Astarita
Morgan Securities LLC, UBS Financial Services Inc., and TradeStation Securities, Inc. for deficiencies in their programs to prevent customer identity theft, in violation of the SEC’s…Read the Full Press ReleaseHave a securities law question? [read post]