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13 Jul 2021, 5:30 am by Sherron Watkins
“Sherron, even if it’s the last $10,000 you have, you have to use it to hire an attorney. [read post]
6 Mar 2021, 9:15 am by Kim Jordahl
Court of Appeals for the Federal Circuit (CAFC) on March 1 affirmed a district court’s decision that a patent owner’s “scandalous and baseless allegations” against IBM, SAP America, Inc. [read post]
6 Mar 2021, 9:15 am by Kim Jordahl
Court of Appeals for the Federal Circuit (CAFC) on March 1 affirmed a district court’s decision that a patent owner’s “scandalous and baseless allegations” against IBM, SAP America, Inc. [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
Once South America’s richest country, Venezuela is now in its sixth year of recession. [read post]
26 Nov 2019, 7:02 am by Silver Law Group
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Acca, Lisa   Arive Capital Markets   Global Arena Capital Partners   Bailey, Michael   PFS Investments   Primerica Financial Services   Bartley, Jevon… [read post]
3 Sep 2019, 10:18 am by Alan S. Kaplinsky
The following witnesses will testify: Panel One Belinda Everette, Director, Housing Initiative, NAACP Houston Branch Judson Robinson III, CEO and Chair, Houston Area Urban League Hua Sun, Professor, University of Iowa John Wong, Founding Chair, Asian Real Estate Association of America Dedrick Asante-Muhammad, Chief, Race, Wealth, and Community, National Community Reinvestment Coalition Panel Two Noel Poyo, Executive Director, National Association of Latino Community Asset Builders Gary… [read post]
6 Aug 2019, 8:52 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles III   Suntrust Investment Services, Inc   JP Morgan Securities LLC   Bingham, Daniel   Essex Securities LLC   Investors… [read post]
1 Jul 2019, 12:40 pm by Silver Law Group
  Legend Securities, Inc   Torres, John   JP Morgan Securities LLC   Wells Fargo Bank   Whiting, David   Alternative Asset Investment Mgmt. [read post]
18 Jun 2019, 2:34 pm by ccollins
Aside from Windsor Street Capital, Aquino has been a registered representative at Spartan Capital Securities, John Carris Investments, John Thomas Financial, Rockwell Global Capital, National Securities Corporation, JP Turner & Company, Bank of America Investment Services, Avalon Partners, Inc., and four other firms. [read post]
29 Apr 2019, 12:55 pm by ccollins
The defendants are Bank of America NA, Barclays Capital, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., BNP Paribas Securities Corp., Deutsche Bank Securities, JPMorgan Securities, HSBS Bank Plc, HSBC Securities, JP Morgan Chase Bank, TD Securities, Nomura Securities International Inc., and Merrill Lynch, Pierce, Fenner & Smith. [read post]
19 Apr 2019, 5:33 am by Silver Law Group
Insurance Agency   Guillory, Michael   Financial West Group   The Shemano Group, Inc   Hamm, Brandon   Wells Fargo Clearing Services   Hartigan, John   Entrustpermal Securities LLC   Calyon Financial Inc   Jones, Marques   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America   Merlo, Robert   Allstate Financial Services   Pruco Securities   Norris, Timothy   BMO Harris… [read post]
12 Apr 2019, 8:25 am by Silver Law Group
Insurance Agency   Peter Gomez   NYLife Securities LLC   New York Life Insurance Co   Harris, Dionna   Vanguard Marketing Corporation   Henry, Omar   Cetera Advisors LLC   JP Morgan Securities LLC   King, Erin   Wells Fargo Clearing Services, LLC   Wells Fargo Bank   Lin, Linda   Lossing, Christopher   LPL Financial LLC   Edward Jones   McNeill, Randolph   Buckman, Buckman & Reid, Inc  … [read post]
12 Apr 2019, 8:22 am by Silver Law Group
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Grossman, Robert   David Lerner Associates, Inc   National Planning Corporation   Jacobowitz, Oded   Securities America, Inc   JP Morgan Securities LLC   James, Garland   Garden State… [read post]
27 Feb 2019, 7:40 am by ccollins
The defendants in the case include JP Morgan (JPM), Bank of America (BAC), Citigroup (C), Barclays Bank (BARC), Deutsche Bank (DB), Credit Suisse (CS), UBS (UBS), Merrill Lynch, BNP Paribas Securities Corp., FTN Financial Securities, Goldman Sachs (GS), and First Tennessee Bank. [read post]
30 Jan 2019, 1:06 pm by Silver Law Group
  Pro-Integrity Securities   Evans, Makisha   Feitelnerg, Brendan   United Planners Financial Services   LPL Financial LLC   Jimenez, Mario   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America   Justafort, Frantz   JP Morgan Securities LLC   Chase Investment Services   Maddox, Nicholas   TCFG Wealth Management LLC   US Bancorp Investments   Gustavo Madrigal-Flores   JP… [read post]
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc… [read post]