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The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
Christine Jacobs, CEO and Chairman at Theragenics Corp. in Buford, Ga. [read post]
13 Nov 2023, 4:07 am
My co-panelists Chris Mercer (Mercer Capital) and William Savino (Woods Oviatt Gilman LLP) respectively spoke about the marketability discount in fair value appraisal proceedings and caselaw developments concerning closely held business corporations. [read post]
17 Nov 2022, 12:29 pm
” The Reg D Offerings identified by SLCG in the report are: Cypress Point Funding LLC Gryphon Finance I, LLC Hawkeye Village Finance I, LLC HJSI Athena Portfolio Finance LLC Madison Funding I, LLC Poet’s Walk Funding I, LLC Riverchase Funding LLC Sims Cathcart Funding LLC Tuscan Isle ChampionsGate Holdings LLC Tuscan Isle Holdings 1, LLC Investment fraud attorney Jacob Zamansky says FINRA… [read post]
24 Dec 2019, 7:38 am
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Amparo, Nelson Citizens Securities, Inc Santander Securities LLC Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Brown, Andrew Worden Capital… [read post]
10 Jan 2021, 7:52 pm
Jennifer Laurissa Ford: The Private and Social Costs of Patent Trolls (Source: SSRN) New Job Postings on Patently-O: Duane Morris LLP Netflix Erickson Kernell IP, LLC IP Outdoors Dority & Manning [read post]
4 Oct 2021, 4:40 am
Claim preclusion bars plaintiff’s claims against Jacob Zamansky as well as Zamansky LLC because both were named as defendants in the 2017 action and Jacob Zamansky is in privity with Zamansky LLC (see Rojas v Romanoff, 186 AD3d 103, 108, 112 [1st Dept 2020]). [read post]
3 Mar 2014, 8:42 am
Nielsen & Associates, LLC, and William Charles Construction Company, LLC would serve as lead contractors; Jacobs Engineering Group, Inc. would lead the engineering; and Illiana Corridor Transportation Group would operate and maintain the road. [read post]
18 Sep 2020, 6:13 am
SEC Changes Rules Affecting Risk Factors, Litigation and Disclosures by US Public Companies Posted by Valerie Ford Jacob, Pamela Marcogliese and Michael Levitt, Freshfields Bruckhaus Deringer LLP, on Friday, September 11, 2020 Tags: Disclosure, Environmental disclosure, Form 10-K, Form 10-Q, Human capital, Risk disclosure, SEC, SEC rulemaking, Securities litigation, Securities regulation What to Do About Annual Incentive… [read post]
28 Feb 2014, 2:23 pm
Nielsen & Associates LLC and William Charles Construction Company, LLC as the joint venture lead contractor, Jacobs Engineering Group, Inc. as the lead engineering firm and with others. [read post]
10 Oct 2016, 5:08 pm
In this podcast, attorney Jacob J. [read post]
19 May 2021, 2:38 am
Claim preclusion bars plaintiff’s claims against Jacob Zamansky as well as Zamansky LLC because both were named as defendants in the 2017 action and Jacob Zamansky is in privity with Zamansky LLC (see Rojas v Romanoff, 186 AD3d 103, 108, 112 [1st Dept 2020]). [read post]
7 Jul 2015, 9:00 am
See LongPath Capital, LLC v. [read post]
11 Apr 2016, 3:24 am
New York LLC Law § 603 sets forth the basic default rules governing assignment of LLC membership interests. [read post]
11 Apr 2016, 3:24 am
New York LLC Law § 603 sets forth the basic default rules governing assignment of LLC membership interests. [read post]
6 Aug 2020, 8:23 am
Here’s a recent example that caught my eye: “Ebony Magazine Files Grievance With State Bar of Texas Against Attorney David Abner for Conflict and Ethics Violation” — “ATLANTA, July 31, 2020 /PRNewswire/ — Immediately after Ebony ownership filed a complaint with the SEC against Jacob Walthour and Blueprint Capital LLC (“BPC”) alleging insider trading; they filed another SEC complaint against John Robinson and Consequent… [read post]
10 Sep 2012, 1:17 am
The "sponsor" of the offering is United Realty Advisor Holdings LLC. [read post]
21 Sep 2020, 4:07 am
” Under Cartalemi, a withdrawn LLC member lacks standing to bring a derivative claim for an accounting post-withdrawal from the LLC. [read post]
24 May 2018, 3:55 am
Holdings, LLC v Ferber Chan Essner & Coller, LLP 2017 NY Slip Op 27424 [58 Misc 3d 708] July 31, 2017 Billings, J. [read post]
14 May 2021, 6:07 am
Herlihy and Jacob A. [read post]
6 Aug 2021, 6:00 am
Epstein (Third Creek Advisors LLC), Robert Lamm (Deloitte LLP), and Jim Parkin (Deloitte & Touche LLP), on Friday, July 30, 2021 Tags: Board composition, Board dynamics, Board oversight, Board performance, Boards of Directors, Small firms Five Elements of Activist Stewardship: Insights from Two Letters Posted by Robert G. [read post]
