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23 Aug 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
27 Jun 2023, 1:28 am
David Morgan reports for Reuters. [read post]
4 Jun 2023, 11:16 am
Morgan Stanley and two of its brokers will have to pay more than $300,000 over contract breach and other claims arising from the pair of advisors' departure from the broker-dealer affiliate of Huntington Bank in Ohio.A Financial Industry Regulatory Authority arbitration panel ordered Morgan Stanley as well as James Patrick Riepenhoff and Frank [...] [read post]
1 Jun 2023, 2:56 am
James Comer (R-KY) and Sen. [read post]
15 May 2023, 1:53 am
Canada On 9 May 2023, the plaintiff’s motion for a Norwich order was dismissed by Morgan J in the case of Jacobs v. [read post]
10 May 2023, 3:00 am
Morgan Rimmer and Manu Raju report for CNN. [read post]
1 May 2023, 3:25 pm
The post James Curbeam | Morgan St. [read post]
7 Apr 2023, 9:27 am
See, e.g., James Bradley Thayer, The Origin and Scope of the American Doctrine of Constitutional Law, 7 Harv. [read post]
7 Apr 2023, 4:45 am
Brother Eugene Morgan 103. [read post]
6 Apr 2023, 11:00 pm
”▫️This year’s event, set in the historic downtown districts of Morgan Hill and Gilroy, California, will be held from April 12–19, 2023. [read post]
1 Apr 2023, 11:00 pm
” This year’s event, which will be set in the historic downtown districts of Morgan Hill and Gilroy, California, will be held from April 12–19, 2023.▫️Among the shorts selected to screen, you’ll find BIBIMBAP FOR ONE, written by Daniel Kaszas, and directed by Ella Greenwood (of Broken Flames Productions). [read post]
31 Mar 2023, 11:36 am
Former Raymond James rep, James “Eddie” Lyons, who was reportedly fired by the firm, has had numerous customer complaints filed against him for allegations of unauthorized trading. [read post]
30 Mar 2023, 2:08 pm
Morgan Chase Co. [read post]
30 Mar 2023, 10:04 am
Morgan Keegan Bank Ocean Financial Services, LLC (a/k/a Ocean Bank), Morgan Securities Raymond James & Associates Raymond James Financial Services Trust Investment Services, Inc. [read post]
29 Mar 2023, 11:00 pm
The Poppy Jasper International Film Festival — set in the historic downtown districts of Morgan Hill and Gilroy (CA) — will be held from April 12 – 19, 2023.▫️Promoting inclusion, championing diversity, and empowering all people, its mission is to “change the way we see each other through film. [read post]
28 Mar 2023, 12:15 pm
In 2010, Seymour became a co-trustee for a trust whose beneficiaries later became customers at Morgan Stanley, then Raymond James. [read post]
20 Mar 2023, 2:56 am
Read the interview with Emma Morgan about her experience with the “fake sheikh” Mazher Mahmood and Merdoch’s News of the World. [read post]
13 Mar 2023, 7:58 am
(Maria Foscarinis, David Stern, Martha Bergmark, James J. [read post]
28 Feb 2023, 7:41 am
Raymond James Financial Services David Weigel PBC Capital Markets, LLC Morgan Stanley Jamie Worden Worden Capital Management LLC Salomon Whitney LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
28 Feb 2023, 7:11 am
Morgan Securities LLVC Jason Long State Farm VP Management Corp. [read post]
