Search for: "James B Stewart" Results 141 - 160 of 253
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2 Jan 2013, 6:34 pm
Tangled Webs: How False Statements Are Undermining America: From Martha Stewart to Bernie Madoff (2011) by James B. [read post]
2 Jan 2013, 11:13 am by nblaw
Tangled Webs: How False Statements Are Undermining America: From Martha Stewart to Bernie Madoff (2011) by James B. [read post]
3 Dec 2012, 12:39 am by Kevin LaCroix
  The H-P/Autonomy debacle continues to attract critical press scrutiny, including a November 30, 2012 New York Times article entitled “H-P’s Autonomy Blunder May be One for the Record Books” (here) in which James B. [read post]
13 Nov 2012, 11:54 am
i.andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp; Suitability The sale of unsuitable investments is actionable under Rule 10(b) of the Securities and Exchange Act ofandnbsp; 1934, SEC Rule 10b-5.andnbsp; This body of law is premised, in part, on the New York Stock Exchange Rule 405- andldquo;Know Your Customerandrdquo; rule, and is also set forth in FINRAandrsquo;s Conduct Rule IM-2310, which states that:andnbsp; andldquo;In recommending to a customer the… [read post]
26 Aug 2012, 9:00 am by Paul Caron
New York Times: Tax Credits Shed Light on Romney, by James B. [read post]
11 Aug 2012, 1:36 am by Paul Caron
New York Times: In Superrich, Clues to What Might Be in Romney’s Returns, by James B. [read post]
18 Jul 2012, 9:28 pm by Buce
 Meanwhile, here's Patrick Stewart doing something I know I cannot top: the soliloquy "B or not B? [read post]
13 Jul 2012, 11:04 am by By DEALBOOK
Barclays' admitted efforts to manipulate the Libor appear to be a textbook case of white-collar financial crime, but it led to a nonprosecution agreement, James B. [read post]
14 Jun 2012, 7:15 am by Cormac Early
”  In  The New York Times, James B. [read post]