Search for: "Jeff Morgan"
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6 Jun 2023, 5:22 am
By Jeff Berman November 18, 2022 at 01:09 PM Edward L. [read post]
1 Nov 2023, 2:07 pm
HE CAN BE REACHED AT JEFF@JEFFNEWMANLAW.COM OR AT 617-823-3217 The post Morgan Stanley in talks with DOJ and SEC SEEKING to settle block trading allegations up to $1Billion according to reports appeared first on Jeff Newman Law. [read post]
26 Jun 2023, 7:27 am
He can be reached at 617-823-3217 or at Jeff@JeffNewmanlaw.com The post JP Morgan to pay $4 Million to SEC over mistakenly wiped electronic records appeared first on Jeff Newman Law. [read post]
31 Aug 2021, 10:00 pm
As part of our Spotlight series, we connect with Jeff Boujoukos, the leader of Morgan Lewis’s securities enforcement practice, to discuss the current and future state of affairs of the regulation and enforcement activities of the US Securities and Exchange Commission (SEC) regarding cryptocurrency and initial coin offerings. [read post]
31 Aug 2021, 10:00 pm
As part of our Spotlight series, we connect with Jeff Boujoukos, the leader of Morgan Lewis’s securities enforcement practice, to discuss the current and future state of affairs of the regulation and enforcement activities of the US Securities and Exchange Commission (SEC) regarding cryptocurrency and initial coin offerings. [read post]
31 Aug 2021, 10:00 pm
As part of our Spotlight series, we connect with Jeff Boujoukos, the leader of Morgan Lewis’s securities enforcement practice, to discuss the current and future state of affairs of the regulation and enforcement activities of the US Securities and Exchange Commission (SEC) regarding cryptocurrency and initial coin offerings. [read post]
31 Aug 2021, 10:00 pm
As part of our Spotlight series, we connect with Jeff Boujoukos, the leader of Morgan Lewis’s securities enforcement practice, to discuss the current and future state of affairs of the regulation and enforcement activities of the US Securities and Exchange Commission (SEC) regarding cryptocurrency and initial coin offerings. [read post]
31 Aug 2021, 10:00 pm
As part of our Spotlight series, we connect with Jeff Boujoukos, the leader of Morgan Lewis’s securities enforcement practice, to discuss the current and future state of affairs of the regulation and enforcement activities of the US Securities and Exchange Commission (SEC) regarding cryptocurrency and initial coin offerings. [read post]
31 Aug 2021, 10:00 pm
As part of our Spotlight series, we connect with Jeff Boujoukos, the leader of Morgan Lewis’s securities enforcement practice, to discuss the current and future state of affairs of the regulation and enforcement activities of the US Securities and Exchange Commission (SEC) regarding cryptocurrency and initial coin offerings. [read post]
12 Jan 2024, 8:56 am
Attorney Newman can be reached at Jeff@Jeffnewmanlaw.com or at 617-823-3217 The post SEC charges Morgan Stanley and former exec with fraud in block trading and MS to pay $249 Million appeared first on Jeff Newman Law. [read post]
26 Aug 2020, 5:00 am
Taylor Davis, the company’s vice president and general manager – general contracts; Jeff Kluttz, director of construction; Bryan Adgate, director of preconstruction and estimating; and ... [read post]
16 Jan 2024, 7:17 am
Morgan for $18 million for violating whistleblower protection rule appeared first on Jeff Newman Law. [read post]
16 Jan 2024, 7:20 am
Attorney Newman can be reached at Jeff@Jeffnewmanlaw.com or at 617-823-3217 The post SEC charges JP Morgan $18 Million for violating the whistleblower protection rule appeared first on Jeff Newman Law. [read post]
14 Mar 2023, 7:48 pm
CNBC: Morgan Stanley is rolling out an advanced chatbot powered by OpenAI’s latest technology to help the bank’s army of financial advisors, CNBC has learned. [read post]
18 Mar 2008, 6:46 am
Morgan agreement. [read post]
6 Jan 2009, 2:20 pm
Jeff's comment clearly outlines and predicts the questions created and answered by the Morgan decision (see today's earlier post), though it went to press... [read post]
20 Feb 2008, 7:06 pm
If you are a fan of the 1997 movie with Morgan Freeman and Ashley Judd called Kiss The Girls (or the James Patterson novel), as I suspect Jeff is, you should know that your attempts to rent it at Blockbuster... [read post]
3 Oct 2023, 8:44 am
JEFFREY NEWMAN IS A WHISTLEBLOWER LAWYER WHO CAN BE REACHED AT JEFF@JEFFNEWMANLAW.COM The post CFTC issues orders and fines over $53 million against Goldman, JP Morgan and Bank Of America for swap data failures appeared first on Jeff Newman Law. [read post]
14 Feb 2024, 5:09 pm
“Our community should be safe from financial predators and financial predators should know they are not safe in our community,” District Attorney Jeff Rosen said in a statement. [read post]
21 Jul 2016, 3:10 pm
Jamie Dimon (JP Morgan Chase), Warren Buffet (Berkshire Hathaway), Mary Barra (General Motors), Jeff Immet (GE), Larry Fink (Blackrock) and other executives think so and have published a set of "Commonsense Principles of Corporate Governance" for public companies. [read post]
