Search for: "Jeffrey Dodd"
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12 Mar 2024, 3:36 am
Jeffrey T. [read post]
5 Mar 2024, 3:11 pm
The Dodd-Frank Act, which established the SEC Whistleblower Program, extended whistleblower provisions to the FCPA. [read post]
22 Dec 2023, 9:42 am
Jeffrey Newman represents whistleblowers under the SEC, CFTC and FINCEN whistleblower programs. [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
10 Oct 2023, 9:03 pm
Today’s adoption makes use of that Dodd-Frank authority. [read post]
3 Oct 2023, 8:44 am
“It now has been 13 years since Dodd-Frank and well past time for swap dealers to ensure they are in full compliance with the CEA and CFTC regulations,” said Division of Enforcement Director Ian McGinley. [read post]
20 Sep 2023, 11:38 am
” About the CFTC’s Whistleblower Program The Whistleblower Program was created under Section 748 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
5 Sep 2023, 7:54 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act expanded the protections for whistleblowers and strengthened prohibitions against retaliation. [read post]
5 Sep 2023, 7:47 am
Dodd-Frank also created a private right of action for whistleblowers to file a retaliation complaint in federal court. [read post]
27 Aug 2023, 12:25 pm
JEFFREY NEWMAN IS A WHISTLEBLOWER LAWYER WHO REPRESENTS SEC WHISTLEBLOWERS AND ALSO CLAIMS OF HEALTHCARE FRAUD UNDER THE FALSE CLAIMS ACT. [read post]
4 Aug 2023, 9:31 am
Jeffrey Newman is a whistleblower lawyer who handles cases under the SEC whistleblower program. [read post]
30 Jul 2023, 9:05 pm
It is based on their new chapter, “Corporate Purpose,” forthcoming in the Oxford Handbook of Corporate Law and Governance (Jeffrey N. [read post]
19 Mar 2023, 9:05 pm
This post comes to us from Jeffrey N. [read post]
19 Jan 2023, 1:03 pm
As set forth in the Dodd-Frank Act, the SEC protects the confidentiality of whistleblowers and does not disclose information that could reveal a whistleblower’s identity. [read post]
25 Sep 2022, 12:23 am
To that end he fights old ghosts (who remain culturally potent; eg Friedman) and resurrects, as he must the Romulus and Remus of the corporate law (in debates of Berle and Dodd). [read post]
29 Jul 2022, 12:36 pm
The 2010 Dodd-Frank Act established the SEC cash-for-tips program. [read post]
SEC charges technology company NSB, Inc. exec with impeding whistleblower communications with agency
15 Apr 2022, 8:36 am
JEFFREY NEWMAN, A FORMER PROSECUTOR, IS A WHISTLEBLOWER LAWYER WITH THE FIRM NEWMAN & SHAPIRO AND HANDLES A VARIETY OF WHISTLEBLOWER CASES INCLUDING MAJOR VIOLATIONS OF SECURITY LAWS AND SEC WHISTLEBLOWER CASES. [read post]
4 Feb 2022, 12:33 pm
Safeguard Metals LLC and its principal, Jeffrey Santulan a/k/a Jeffrey Hill were hit with multiple enforcement actions this week, alleging fraud in their sale of securities and commodities to investors they targeted to sell their existing securities and invest the proceeds into gold and silver coins. [read post]
19 Nov 2021, 9:03 pm
In an article for Texas Law Review, Jeffrey Meli of Barclays and James Spindler of The University of Texas at Austin School of Law interrogate the connection between governance inclusion initiatives on corporate boards and societal decisions. [read post]
3 Nov 2021, 9:50 am
” JEFFREY A. [read post]
