Search for: "Jeffrey Dodd"
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20 Apr 2018, 6:01 am
Fisman (Boston University), on Monday, April 16, 2018 Tags: Corporate Social Responsibility, Lobbying, Philanthropy, Political spending, Taxation Median Employee Pay Not Quite the Spectacle Anticipated Posted by Deb Lifshey, Pearl Meyer & Partners, LLC, on Tuesday, April 17, 2018 Tags: Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Executive Compensation, Public firms, Public… [read post]
28 Jun 2011, 6:18 am
Frequency VotesAlso on this season's ballots were separate Dodd-Frank-mandated votes on the frequency of future "say on pay" votes. [read post]
18 Jan 2021, 4:15 pm
The Rules implement Section 13(q) of the Securities Exchange Act of 1934, which Congress enacted in 2010 as part of the Dodd-Frank Act. [read post]
SEC charges technology company NSB, Inc. exec with impeding whistleblower communications with agency
15 Apr 2022, 8:36 am
JEFFREY NEWMAN, A FORMER PROSECUTOR, IS A WHISTLEBLOWER LAWYER WITH THE FIRM NEWMAN & SHAPIRO AND HANDLES A VARIETY OF WHISTLEBLOWER CASES INCLUDING MAJOR VIOLATIONS OF SECURITY LAWS AND SEC WHISTLEBLOWER CASES. [read post]
13 Jul 2007, 2:23 pm
Jeffrey Feldman facilitating questions from attendees. [read post]
21 Apr 2013, 6:06 am
Debbie Dodds to Mrs. [read post]
6 Apr 2012, 6:00 am
CONTACT: Newman Ferrara LLP Attorneys: Jeffrey M. [read post]
27 Mar 2012, 7:00 am
CONTACT: Newman Ferrara LLP Attorneys: Jeffrey M. [read post]
15 Jun 2012, 2:00 am
This post has a nice breakdown of the information that came out of the trial of the man who was once one of the world’s most respected businessmen. 3) HLS Forum on Corporate Governance and Financial Regulation: JPMC, Dimon, Hedging, and Volcker - In this post, Jeffrey Gordon discusses the JP Morgan Chase losses, whether the Volcker Rule misses the mark and the policy implications of it all. 4) Dodd-Frank.com: SEC Publishes Statistics on Changes to… [read post]
22 Dec 2023, 9:42 am
Jeffrey Newman represents whistleblowers under the SEC, CFTC and FINCEN whistleblower programs. [read post]
25 May 2011, 6:36 pm
Rev. 1525 (2011) Jeffrey M. [read post]
27 Aug 2023, 12:25 pm
JEFFREY NEWMAN IS A WHISTLEBLOWER LAWYER WHO REPRESENTS SEC WHISTLEBLOWERS AND ALSO CLAIMS OF HEALTHCARE FRAUD UNDER THE FALSE CLAIMS ACT. [read post]
25 Jan 2018, 3:02 am
Somers, on SEC definition of Dodd-Frank whistleblower, could give Justice Gorsuch an opening to strike blow against excessive judicial deference to agencies [Ilya Shapiro] Tags: administrative law, constitutional law Administrative law roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
10 Aug 2021, 8:42 am
JEFFREY NEWMAN REPRESENTS WHISTLEBLOWERS INCLUDING SEC WHISTLEBLOWERS WHO REVEAL SECURITIES FRAUD. [read post]
3 Nov 2011, 10:59 am
Rev. 1307 (2011)| PDF ARTICLES Jeffrey Manns, Building Better Bailouts: The Case for a Long-Term Investment Approach, 63 Fla. [read post]
2 Jan 2015, 12:19 pm
On the legal front, new regulations, such as Dodd-Frank, impose heightened compliance and other burdens on many companies and boards. [read post]
12 Sep 2011, 3:41 pm
The report is available here.The March study, required by the Dodd-Frank Act, called for the SEC to employ a “disciplined and transparent cascading process” to systemically redesign the organization, to improve agency technological capabilities and to enhance Commission engagement with the SROs.According to the staff report, the SEC has made significant strides in developing the necessary program management and oversight infrastructure. [read post]
29 Jul 2022, 12:36 pm
The 2010 Dodd-Frank Act established the SEC cash-for-tips program. [read post]
3 Nov 2021, 9:50 am
” JEFFREY A. [read post]
19 Jan 2023, 1:03 pm
As set forth in the Dodd-Frank Act, the SEC protects the confidentiality of whistleblowers and does not disclose information that could reveal a whistleblower’s identity. [read post]
