Search for: "Jeffrey Dodd" Results 61 - 80 of 129
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9 Oct 2020, 6:05 am
SASB’s Proposed Revisions to Its Conceptual Framework and Rules of Procedure Posted by Jeffrey W. [read post]
7 Feb 2011, 4:36 am by Broc Romanek
Even if the hacker was state-sponsored - as intimated by Jeffrey Carr in this blog (and as noted by Dominic Jones) - I don't see how not informing boards of the breach can be justified, particularly given the seriousness of the breach. [read post]
4 Jan 2011, 7:56 pm by Kevin Funnell
Now that Dodd-Frank has (purportedly) clipped the OCC's wings to a degree, and too-small-to-save community banks have been falling like wildebeests to the guns of Great White Hunters, the FDIC is gunning to become the one and only federal banking agency that everyone will have to refer to as "The Dude. [read post]
4 Aug 2023, 9:31 am by jeffreynewmanadmin
Jeffrey Newman is a whistleblower lawyer who handles cases under the SEC whistleblower program. [read post]
28 Aug 2012, 2:00 am by Kara OBrien
Since the Dodd-Frank Act of 2010 has further incentivized whistleblowers to report FCPA violations, we are likely to see a further increase in FCPA enforcement activity. [read post]
12 Aug 2010, 11:10 am by Todd Henderson
Jeffrey Immelt is a GE man all the time, and a Republican when he needs to be and a Democrat when he needs to be to help GE. [read post]
8 Mar 2012, 12:00 pm by Lucas A. Ferrara, Esq.
 Under Dodd-Frank Wall Street Reform Bill, whistleblowers are protected from employer retaliation and may be entitled to as much as 30 percent of the recovery if the information provided leads to a successful action. [read post]
8 Mar 2011, 8:12 am by Kara OBrien
Dodd-Frank Opens Floodgates Now, however, Dodd-Frank’s whistleblower provisions have entered the mix. [read post]
23 Aug 2010, 7:44 pm by Kevin Funnell
"Right now, being a bank originator is a safe harbor," said Jeffrey Naiman, a partner at BuckleySandler. [read post]
7 Apr 2016, 8:11 am by Theodore R. Flo and Justin Angelo
Jeffrey Langer reiterated the strong priority that the CFPB places on student lending. [read post]
20 Sep 2023, 11:38 am by jeffreynewmanadmin
” About the CFTC’s Whistleblower Program The Whistleblower Program was created under Section 748 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
1 Dec 2017, 4:08 am by Edith Roberts
Somers, which involves the whistleblower protections of the Dodd-Frank Act, arguing that a ruling for the employee “would give executive agencies free rein to rewrite laws based on what they claim is Congressional intent. [read post]
26 Jan 2011, 12:54 am by Kevin LaCroix
  To achieve that result, we worked with a renowned corporate governance expert – Professor Jeffrey N. [read post]
12 Oct 2007, 9:12 am
" Both Chris Dodd and New Mexico governor Bill Richardson used the opportunity to articulate and advertise a specific policies. [read post]
30 Jul 2023, 9:05 pm by renholding
It is based on their new chapter, “Corporate Purpose,” forthcoming in the Oxford Handbook of Corporate Law and Governance (Jeffrey N. [read post]
2 Aug 2012, 10:31 am by James Hamilton
 According to earlier testimony of Jeffrey Hatfield, for the Biotechnology Industry Organization, the measure would raise the minimum public float requirement for accelerated filers to $250 million, classifying companies with public floats below that level as non-accelerated filers. [read post]
13 May 2016, 6:13 am
Davidson, Fordham Law School, on Friday, May 6, 2016 Tags: Bailouts, Financial crisis, Financial regulation, Investor protection, Legal systems, Moral hazard, Ownership, Property rights, Public interest, Securities regulation, Signaling, Systemic risk, Too big to fail, Transparency In re Kenneth Cole: Business Judgment Review of Controlling Stockholder Mergers Posted by William Savitt, Wachtell, Lipton, Rosen & Katz, on Saturday, May 7, 2016 Tags: Business judgment rule, Buyouts,… [read post]