Search for: "Jeffrey Morgan" Results 61 - 80 of 357
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28 Mar 2021, 10:00 pm
Morgan Lewis partner Jeffrey Raskin and associate Lauren Burke authored an article for Law360 about how captive insurance policies can protect special purpose acquisition companies (SPACs) from lawsuits and scrutiny from shareholders. [read post]
22 Mar 2021, 1:22 am by Alan Rosca
In December 2019, another customer alleged that while Jeffrey Leach was registered with Morgan Stanley he engaged in misrepresentation regarding investments, and as a result caused $3,000,000 in alleged damages, FINRA reports. [read post]
22 Mar 2021, 1:22 am by Alan Rosca
In December 2019, another customer alleged that while Jeffrey Leach was registered with Morgan Stanley he engaged in misrepresentation regarding investments, and as a result caused $3,000,000 in alleged damages, FINRA reports. [read post]
22 Feb 2021, 6:33 am by Staff Attorney
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Jeffrey Leach (Leach), currently employed by Morgan Stanley has been subject to at least three customer complaints during the course of his career. [read post]
29 Jan 2021, 6:01 am
Jeffrey Boujoukos, Susan Resley, and Laurie Cerveny Morgan Lewis & Bockius LLP, on Thursday, January 28, 2021 Tags: COVID-19, Cybersecurity, Insider trading, Repurchases, Rule 10b-5-1, SEC, SEC enforcement, Securities enforcement, Securities regulation, Whistleblowers Gaming the System: Three “Red Flags” of Potential 10b5-1 Abuse Posted by David F. [read post]
28 Jan 2021, 5:56 am
Jeffrey Boujoukos, Susan Resley, and Laurie Cerveny Morgan Lewis & Bockius LLP, on Thursday, January 28, 2021 Editor's Note: G. [read post]
11 Jan 2021, 10:35 am by Jacob Schulz
The political scientist Jeffrey Tulis describes how, until Franklin Delano Roosevelt’s Fireside Chats, there was a strong norm against presidents speaking directly to the public. [read post]
24 Nov 2020, 10:00 pm
Morgan Lewis partner Sean Donahue, of counsel Jeffrey Letalien, and associate Brian Soares authored an INSIGHTS: The Corporate & Securities Law Advisor article about the corporate and securities law issues that must be considered when undertaking special purpose acquisition company (SPAC) transactions. [read post]
24 Nov 2020, 10:00 pm
Morgan Lewis partner Sean Donahue, of counsel Jeffrey Letalien, and associate Brian Soares authored an INSIGHTS: The Corporate & Securities Law Advisor article about the corporate and securities law issues that must be considered when undertaking special purpose acquisition company (SPAC) transactions. [read post]
24 Nov 2020, 10:00 pm
Morgan Lewis partner Sean Donahue, of counsel Jeffrey Letalien, and associate Brian Soares authored an INSIGHTS: The Corporate & Securities Law Advisor article about the corporate and securities law issues that must be considered when undertaking special purpose acquisition company (SPAC) transactions. [read post]
24 Nov 2020, 10:00 pm
Morgan Lewis partner Sean Donahue, of counsel Jeffrey Letalien, and associate Brian Soares authored an INSIGHTS: The Corporate & Securities Law Advisor article about the corporate and securities law issues that must be considered when undertaking special purpose acquisition company (SPAC) transactions. [read post]
24 Nov 2020, 10:00 pm
Morgan Lewis partner Sean Donahue, of counsel Jeffrey Letalien, and associate Brian Soares authored an INSIGHTS: The Corporate & Securities Law Advisor article about the corporate and securities law issues that must be considered when undertaking special purpose acquisition company (SPAC) transactions. [read post]
24 Nov 2020, 10:00 pm
Morgan Lewis partner Sean Donahue, of counsel Jeffrey Letalien, and associate Brian Soares authored an INSIGHTS: The Corporate & Securities Law Advisor article about the corporate and securities law issues that must be considered when undertaking special purpose acquisition company (SPAC) transactions. [read post]
30 Oct 2020, 6:01 am
Walter, Wachtell, Lipton, Rosen & Katz, on Saturday, October 24, 2020 Tags: Acquisition agreements, Merger litigation, Mergers & acquisitions, Private firms, Public firms, R&W insurance, Risk, Risk disclosure, Special purpose vehicles Time to Unlock the Hidden Value in Your Board Posted by Jeffrey R. [read post]
23 Oct 2020, 8:03 am by Silver Law Group
  Deependra Logani   Morgan Stanley Smith Barney LLC   Santander Securities LLC   Anthony Mastroianni Jr. [read post]
2 Oct 2020, 5:48 am by Bob Ambrogi
” Judges for the awards were: Jeffrey Brandt, editor of PinHawk Legal Tech Digest; Caroline Hill, editor of Legal IT Insider; Joy Heath Rush, CEO of ILTA; Avaneesh Marwaha, CEO of Litera; and me. [read post]
30 Sep 2020, 9:00 am by John Jascob
Wynne of Morgan, Lewis & Bockius LLP noted that many companies spoke out about their commitment to combating racial injustice after the police-involved killing of George Floyd although, just as with the #metoo movement, some companies still were caught flat-footed by complaints posted on social media by employees, customers, and suppliers. [read post]
17 Sep 2020, 2:40 pm by Bridget Crawford
Johnson ProfMEJohnson1 Baltimore Clinical Teaching     Robert Knowles ProfKnowles Baltimore Civil Procedure National Security Law   Colin Starger ColinStarger Baltimore       Nadia Ahmad nadiabahmad Barry Property Environmental Law Corporate Law Wes Henricksen Henricksen Barry Torts Health Law Environmental Loren Mulraine LorenMulraine Belmont Entertainment Law Media Law Intellectual property Jeffrey Usman Prawfish Belmont      … [read post]
31 Aug 2020, 4:00 am by Howard Friedman
Articles by: Morgan, Temperince; Antal, Jim; Kirtman, Ben; Gilbert, Oliver III; Rodriguez, Jose Javier; Vinciguerra, Tebaldo; Salkin, Jeffrey K; Ahmad, Nadia B; Gladwin, Ryan; Maxwell-Carroll, Tania; Cioffi, Alfred.Interview with Khaled Beydoun (hosted by Nina Mozeihem and Samuel Bagenstos), 52 University of Michigan Journal of Law Reform 903-922 (2019). [read post]
Continue Reading › The post Morgan Stanley Broker Jeffrey Leach Accused of Fraudulent Misrepresentation and Unsuitable Investment Recommendations appeared first on Investor Lawyers Blog. [read post]