Search for: "Jeffrey Norris"
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23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial Company LLC … [read post]
20 Nov 2008, 7:46 pm
WSJ's Law Blog has more on the emails between Cuban and Jeffrey Norris of the SEC, criticizing Cuban's patriotism. [read post]
20 Apr 2012, 6:07 am
In his prepared remarks, Jeffrey A. [read post]
The SEC Responds to Mark Cuban's Motion for Attorney's Fees: The Commission Did Not Act in Bad Faith
10 Oct 2009, 5:00 am
The SEC states that the unauthorized e-mails sent by Jeffrey Norris were unrelated to the investigation and litigation. [read post]
18 Oct 2011, 6:22 pm
The OIG included also included its findings into the conduct of ex-SEC trial lawyer Jeffrey Norris, who was suspended after sending emails that may have been politically charged to Cuban (Norris was later fired for similar misconduct). [read post]
18 Apr 2012, 11:44 am
Jeffrey Norris, President of the Equal Employment Advisory Council, echoed many of these points and discussed the OFCCP’s aggressive regulatory agenda, stating that the agency’s new efforts will “expand exponentially” the data that employers must provide to the government. [read post]
24 Nov 2008, 9:48 am
Cuban's lawyer Best told Corporate Crime Reporter that "there are other allegations of misconduct - by SEC enforcement staff other than Jeffrey Norris. [read post]
23 May 2019, 3:48 pm
Jeffrey Black of Destin, Florida, an owner and vice president and COO of Global, charged in 18 counts;4. [read post]
27 Jul 2012, 6:09 am
Block, Steptoe & Johnson, Television, Texas, Tremayne Norris, Victim 2, William Baer, William Mitchell College of Law, Yvonne Stern [read post]
19 Apr 2008, 4:55 am
The trouble is, I'm torn between ripping it and praising it.On Thursday, host Michele Norris interviewed Goodwyn about the hearing conducted that day in a San Angelo, Texas, court. [read post]
2 Apr 2010, 5:00 am
Cuban; (5) Cuban’s Wells submission to the SEC; (6) any internal investigations of SEC attorney Jeffrey Norris, who sent Cuban a series of unauthorized emails or other SEC personnel involved with any investigation of Cuban, Norris, or Copernic, Inc; and (7) Irving, Ian, or Michael Kott. [read post]
25 Jun 2010, 6:30 am
The newspaper also contains an article headlined "Conviction in Bruno Case Is in Doubt After Ruling," an editorial entitled "Balance of Prosecutorial Power," and an essay by columnist Floyd Norris entitled "Rolling Back a Law Born of Enron. [read post]
18 May 2012, 8:30 am
Down the years many well-known people have been in the dock, from Jonathan Aitken, Jeffrey Archer, Harry Redknapp and the Maxwell brothers to David Norris and Gary Dobson in the Stephen Lawrence case and the gangster Kenneth Noye. [read post]
26 Oct 2015, 7:25 am
Dewey, Jeffrey M. [read post]
13 Feb 2009, 3:12 pm
Not as creepy as the fixation SEC attorney Jeffrey Norris had with Mark Cuban but creepy just the same. [read post]
2 Oct 2017, 11:50 am
Kagan also pointed to another provision of federal labor law, in the Norris-La Guardia Act, that in her view barred courts from enforcing any waiver of an employee’s right to concerted activity. [read post]
7 Oct 2022, 8:31 am
FA Employing Broker-Dealer Sanction 2021071531701 Robert Barberis Morgan Stanley · One-month suspension · $2,500 fine 2021069218401 Michael Witt Morgan Stanley · One-month suspension · $5,000 fine 2021071562601 Jeffrey Martin Morgan Stanley… [read post]
15 Apr 2007, 5:48 am
"The case against House remains strong," Judge Alan Norris, a Reaganappointee, wrote for the majority.The dissenters were just as adamant. [read post]
25 Sep 2017, 7:56 am
Acting Solicitor General Jeffrey Wall told the justices in that brief that, although his office had previously filed a cert petition on behalf of the NLRB, “defending the Board’s view that agreements of the sort at issue here are unenforceable,” the office – in the wake of the change in administrations – had “reconsidered [read post]
5 Mar 2012, 2:00 am
Question: Who would you rather hang out with, Skip, Lassie, Babe the pig or Jeffrey Dahmer? [read post]
