Search for: "Jones v. Enhanced Recovery Company, LLC et al"
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18 Jul 2009, 7:31 am
Schapiro announced two changes to the enforcement process at the SEC intended to “empower” the staff of the Enforcement Division. [1] First, Chairman Schapiro ended a two-year “pilot” program, implemented by the prior Chairman, which required the Enforcement staff to seek prior approval of the Commission before negotiating a civil money penalty against a public company for alleged securities fraud. [read post]
26 Jul 2010, 9:08 am
Alcoa Inc., et al, Civil No. 2:10-cv-05051-GW (PLAx) (C.D. [read post]
