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Did You Work With Ex-Stifel Nicolaus Broker Joseph Crespi and Suffer Investment Losses? [read post]
4 May 2023, 7:46 am by The White Law Group
Stifel Nicolaus Broker Joseph Crespi Allegedly Excessively Traded Accounts  According to the Massachusetts Secretary of the Commonwealth William Galvin on May 1, Stifel Nicolaus & Co. will pay a $2.5 million fine and $700,000 in customer restitution over alleged “predatory” sales practices by one of its former brokers, Joseph Crespi. [read post]
27 Dec 2016, 12:52 pm by Renae Lloyd
  He made $1.8 million in commissions and many of his clients surrendered cost of thousands of dollars, according to the complaint filed by Secretary of the Commonwealth William Galvin. [read post]
23 Apr 2014, 9:51 am by Neil Burns
One report is that when the FBI raided the company, the CFO Joseph Craft tried to walk out the door with $38 million in bank checks! [read post]
16 Aug 2013, 10:36 am by Ron Coleman
Steve Baird — redoubtable Steve Baird — has a great post about a bunch of trademark business involving claims by the University of Pennsylvania’s Wharton School of Business over its trademark rights in the name WHARTON: Earlier this week, Joseph N. [read post]
1 Jan 2014, 5:55 am by Ron Coleman
Steve Baird — redoubtable Steve Baird — has a great post about a bunch of trademark business involving claims by the University of Pennsylvania’s Wharton School of Business over its trademark rights in the name WHARTON: Earlier this week, Joseph N. [read post]
30 Jun 2023, 4:00 am by Jim Sedor
National/Federal How Judges Navigate Offers of Free Lunch, Trips and NBA Tickets Bloomberg Law – Zoe Tillman (Bloomberg News) | Published: 6/25/2023 Recent controversies over perks accepted by Supreme Court Justices Clarence Thomas and Samuel Alito have raised questions not only about the justices’ conduct off the bench and what they disclose to the public, but also about how the judiciary broadly enforces ethics. [read post]
21 Jan 2021, 8:30 pm by Jim Sedor
National/Federal As Trump’s Presidency Recedes into History, Scholars Seek to Understand His Reign – and What It Says About American Democracy MSN – David Nakamura (Washington Post) | Published: 1/18/2021 President Trump’s four years in office ended after a reign defined by constant chaos, corruption, and scandal, a tenure that numerous scholars predict is destined to rank him among America’s worst presidents. [read post]
29 Sep 2023, 4:00 am by Jim Sedor
Misinformation Research Is Buckling Under GOP Legal Attacks MSN – Naomi Nix, Cat Zakrzewski, and Joseph Menn (Washington Post) | Published: 9/23/2023 Conservative politicians are accusing academics, universities, and government agencies of colluding with technology companies to censor right-wing views. [read post]
3 Jan 2020, 3:00 am by Jim Sedor
National/Federal 2020 Democrats Are Naming Their Fundraising ‘Bundlers’ Amid a Fight Over Big Money in Politics Philadelphia Inquirer – Jonathan Lai and Julia Terruso | Published: 12/26/2019 When it comes to political fundraising, rich people are great. [read post]
12 Jan 2024, 3:00 am by Jim Sedor
National/Federal Democrats Set Ambitious Spending Plan for State Legislative Races DNyuz – Nick Corasaniti (New York Times) | Published: 1/10/2024 The Democratic Party’s organization that focuses on state legislative races is planning its largest campaign budget ever as it seeks to flip five chambers in three critical swing states, as well as defend three recently earned majorities. [read post]