Search for: "K&B Capital" Results 41 - 60 of 951
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12 Apr 2011, 2:52 pm by law shucks
  K&L Gates was #6 overall, but #2 in PE with 239. [read post]
15 Jan 2015, 3:25 pm by Lyle Roberts
Item 303 of Regulation S-K requires issuers to disclose known trends or uncertainties “reasonably likely” to have a material effect on operations, capital, and liquidity. [read post]
27 Feb 2009, 5:00 am
The Congressional Brain Injury Task Force Awareness Day has been scheduled for March 25th 2009 on Capital Hill. [read post]
22 Apr 2013, 8:05 am by Asher Bearman
As a result, the LLC must issue each of them a Form K-1 setting forth these allocations, which will complicate their personal tax return filings. [read post]
16 Feb 2012, 4:57 pm by James Hamilton
This is critical for small and medium-sized companies trying to raise capital that have less visibility in the marketplace, said Rep. [read post]
12 Mar 2021, 5:59 am
Eastman, and Rami Marinean, Sullivan & Cromwell LLP, on Monday, March 8, 2021 Tags: COVID-19, Disclosure, Diversity, Form 10-K, LIBOR, Regulation S-K, SEC, SEC rulemaking, Securities regulation, Stakeholders Validation Capital Posted by Edward B. [read post]
21 Oct 2016, 1:00 am
Karolyi and Andrew Bird, Carnegie Mellon University, on Sunday, October 16, 2016 Tags: Disclosure, Filings, Financial reporting, Forecasting, Form 8-K, Information environment, Institutional Investors,Market reaction, Ownership, Reporting regulation, Transparency Corporate Governance Indices and Construct Validity Posted by Bernard Black, Northwestern University Law School and Kellogg School of Management; and B. [read post]
27 Jun 2016, 2:14 pm by Mark Astarita
“Raising the financial thresholds in the smaller reporting company definition is intended to promote capital formation and reduce compliance costs for smaller companies while maintaining important investor protections,” said SEC Chair Mary Jo White. [read post]
27 Jul 2023, 6:29 am by Hunton Andrews Kurth LLP
For foreign private issuers, Form 6-K is amended to add material “cybersecurity incident” to the list in General Instruction B of information required to be furnished on Form 6-K. [read post]
4 Oct 2013, 3:18 am
Desierto, Investment Pricing and Social Protection: A Proposal for an ICESCR-adjusted Capital Asset Pricing Model John Y. [read post]
22 Sep 2023, 10:03 am by Unknown
He pointed out that Regulation D has served as an important exemption outside of public offering registration by providing full, fair, and truthful disclosure to investors in the private market.Peirce remarked upon the private market escalating into a primary source for capital, making the Regulation D and accredited investor topics comprising today’s open meeting central to the Commission’s mission to facilitate capital formation while simultaneously protecting… [read post]
9 Feb 2024, 2:52 am
While you can’t do this with a Roth IRA, it’s a strategy that can work with a traditional IRA, 401(k), 403(b), or similar account.Note that any beneficiary of a retirement account, charity or otherwise, will have to pay income tax on any distributions they receive. [read post]
1 May 2024, 9:05 pm by renholding
It will, among other things, amend the duty of EU listed companies to publicly disclose inside information – offering a striking example of transatlantic convergence in capital markets law. [read post]
5 Apr 2012, 6:26 pm
Compliance with the auditor attestation requirement of Section 404(b) of the Sarbanes-Oxley Act is not required for the period that a company remains an EGC. [read post]