Search for: "K&C International Trading Inc." Results 1 - 20 of 266
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18 Apr 2024, 9:01 pm by renholding
One of the hallmarks of PCCE is that it brings together academics, regulators, and industry professionals, and allows us to have candid conversations about corporate misconduct and the ways in which we can all work together to improve compliance. [read post]
29 Mar 2024, 6:30 am
Millstein, NACD, SOM COVID-19 Risk Factors and Boilerplate Disclosure Posted by Adam C. [read post]
29 Mar 2024, 6:30 am
Millstein, NACD, SOM COVID-19 Risk Factors and Boilerplate Disclosure Posted by Adam C. [read post]
29 Feb 2024, 2:29 pm by Keith Szeliga and Emily Theriault
Welcome back to the Cost Corner, where we provide practical insight into the complex cost and pricing requirements that apply to Government contractors. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
20 Nov 2023, 9:01 pm by renholding
The inconsistent decisions provide fertile ground for academic analysis and possible legislative reform, a matter that the National Bankruptcy Conference’s Avoidance Committee and International Aspects Committee will discuss and a topic beyond the scope of this brief report.9 Within the wider universe of the trustee’s litigation to recover transfers of customer property, recent decisions deal with possible roadblocks other than the presumption against extraterritoriality. [read post]
11 Oct 2023, 1:23 am by Roel van Woudenberg
For all designated States except the US, it names Alexion Pharmaceuticals, Inc. and the University of Western Ontario as applicants. [read post]
9 May 2023, 9:01 pm by renholding
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
20 Apr 2023, 9:05 pm by renholding
Issuers must also disclose their insider trading policies in their annual reports on Form 10-K. [read post]
25 Feb 2023, 6:50 pm by admin
  Selikoff served as an intern, at the Beth Israel Hospital, in Newark, New Jersey.[20] 1944 – 1946. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
International Trade Commission has required elevated forms of self-disclosure about corporate status for years, with on of the five sitting Administrative Patent Judges (APJs), Cameron Elliot, recently ordering litigation finance discovery in three investigations—perhaps with more on the way, as NPEs and funds have sought to use the ITC more frequently recently to exert leverage in litigation. [25] These disclosure orders and laws come in response to the growing… [read post]
28 Jan 2023, 7:32 am
 Pix Credit hereESG, has been driven by the private sector and intensely debated in the context of privately ordered responsible business conduct standards, and formed part of a rich debates among market actors and public international organizations about the role and nature of so-called non-financial siclosure in genmeral, and sustainability and climate related factors in decision making. [read post]
15 Dec 2022, 8:00 am by CFM Admin
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
15 Dec 2022, 4:00 am by CFM Admin
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
1 Dec 2022, 1:58 pm by Kevin LaCroix
Class V stock was a publicly traded “tracking stock” that tracked the performance of VMware, Inc. [read post]
23 Nov 2022, 6:32 am
One  group of five former Commissioners, including former SEC Chairs Richard C. [read post]
23 Nov 2022, 6:32 am
One  group of five former Commissioners, including former SEC Chairs Richard C. [read post]
24 Aug 2022, 5:01 am by Jim Dempsey
Again, roughly similar language appears in HIPAA and in the safeguards rules for financial data adopted under the GLBA by the Comptroller of the Currency and other major bank regulators and, separately, by the Federal Trade Commission (FTC). [read post]