Search for: "K&K Trading Corporation"
Results 41 - 60
of 1,862
Sort by Relevance
|
Sort by Date
26 Nov 2023, 6:52 am
This robust increase underscores the continued adoption and reliance on SaaS offerings within the eDiscovery realm, likely due to the convenience, scalability, and cost-efficiency they offer to law firms and corporate legal departments. [read post]
20 Nov 2023, 9:01 pm
UBS Europe SE (f/k/a UBS (Luxembourg) S.A.), the BLMIS trustee brought fraudulent- transfer claims, seeking to avoid and recover direct and subsequent transfers of alleged customer property against (a) two related offshore feeder funds (Funds) that were the initial transferees from BLMIS and (b) a number of European banks, brokers, and related persons that were the subsequent transferees (Subsequent Transferees)and had acted as advisers and service providers to the Funds.21 The Funds… [read post]
17 Nov 2023, 5:26 am
§ 856(k)); and which meets certain gross income and total asset value thresholds and investment described in 26 U.S.C. [read post]
14 Nov 2023, 3:18 pm
Next, the SEC should provide specific guidance on event-based and transaction-triggered corporate disclosures of executives' personal facts in current reports (on Form 8-K) under the 1934 Act. [read post]
14 Nov 2023, 6:31 am
While the levels of proposals and support still represent just a fraction of publicly traded companies, the increased interest and glimmers of shareholder support make the topic well worth watching going forward. [read post]
14 Nov 2023, 6:31 am
While the levels of proposals and support still represent just a fraction of publicly traded companies, the increased interest and glimmers of shareholder support make the topic well worth watching going forward. [read post]
13 Nov 2023, 1:37 pm
Can’t really figure out how to unf**k this situation. [read post]
13 Nov 2023, 4:07 am
The underlying petition essentially mimicked allegations typically found in a petition for judicial dissolution of a corporation under Sections 1104 and 1104-a of the Business Corporation Law, i.e., exclusion from LLC’s business affairs, internal dissension, irreconcilable conflict such that dissolution would be beneficial to the membership, denial of access to records, and that dissolution would not injure the public. [read post]
6 Nov 2023, 4:47 am
Peavey Electronics Corporation, Cancellation No. 92076586 (November 1, 2023) [precedential] (Opinion by Judge David K. [read post]
2 Nov 2023, 5:00 pm
Except as provided below, a Covered Employer is any person or entity engaged in a business, industry, profession, trade or other enterprise in Maine, whether for profit or not for profit, that has not offered to some or all of its Covered Employees at any time within the current calendar year or the two preceding calendar years a tax-favored retirement plan.[2] A Covered Employer does not include: An employer that has fewer than five Covered Employees; An employer that has not been in… [read post]
25 Oct 2023, 4:20 am
Companies may want to consider adopting more formal policies and procedures around share repurchases in light of the new insider trading policy and share repurchase disclosure requirements (see the January-February 2023 issue of The Corporate Counsel and the May-June 2023 issue of The Corporate Counsel). 6. [read post]
25 Oct 2023, 4:15 am
With the SEC’s 2022 rules, companies will also need to file their insider trading policies and procedures as exhibits to Forms 10-K and 20-Fs, so boards should have a say in reviewing the policy. [read post]
22 Oct 2023, 9:01 pm
The Circuit Split On October 2, 2014, the Ninth Circuit in In re NVIDIA Corporation Securities Litigation held that a violation of Item 303 of Regulation S-K was not actionable by private litigants under Section 10(b) of the Exchange Act.[8] NVIDIA is a publicly traded semiconductor manufacturer that, in the spring of 2008, disclosed two product defects leading to a $150-200 million charge to cover costs arising from the defects.[9] A class of investors later claimed that… [read post]
9 Oct 2023, 9:01 pm
The SEC requires late Section 16(a) reports to be reported in proxy statements pursuant to Item 405 of Regulation S-K. [read post]
3 Oct 2023, 9:01 pm
The Company allegedly paid compensation to the son of the CEO and the son of the then-CFO between 2018 and 2020 but did not record or disclose the compensation as related party transactions, as required by Item 404 of Regulation S-K. [read post]
1 Oct 2023, 9:01 pm
On September 27, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued 10 new Compliance & Disclosure Interpretations (C&DIs) relating to the pay-versus-performance (PVP) disclosure rules adopted last year. [read post]
11 Sep 2023, 4:15 pm
Claims that are most often brought against corporate directors and officers for wrongdoing are for alleged failures to observe their duties of care, loyalty and oversight and include breach of fiduciary duty, failure of oversight, usurpation of corporate opportunities and waste of corporate assets. [read post]
8 Sep 2023, 3:30 am
In addition, new XBRL requirements have accompanied several recent SEC rulemakings (clawbacks, pay vs. performance, repurchases, insider trading), so there actually are new practices to watch out for right now. [read post]
8 Sep 2023, 3:15 am
In the SEC’s most recent “Semi-Annual Report to Congress on Machine Readable Data for Corporate Disclosures” – which John flagged in July – the Staff gave a heads up that they had been issuing comment letters about tagging requirements. [read post]
4 Sep 2023, 5:44 am
Every year after Labor Day, I take a step back to survey the most important current trends and developments in the world of Directors’ and Officers’ liability and insurance. [read post]
