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18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
1 Aug 2023, 4:27 pm
”[12] Given the SEC’s stated interest in ESG, we expect to see more matters like these in the coming months and years.[13] 3. [read post]
5 Jul 2023, 3:51 am
Chewey, Inc., OSHRC Docket No. 19-0868, 2022 WL 1009607 (February 22, 2022). [read post]
26 May 2023, 11:34 am
Ariel Katz’s 2014 blog about The Loss of Access Copyright Royalties and the Effect on Publishers: Sifting Fact from Fiction, which debunks the myths about the Oxford University Press “OUP”)decision close its Canadian K-12 division. [read post]
13 Jan 2023, 3:00 am
Here Are the K Street Lobbyists Closest to McCarthy Yahoo News – Karl Evers-Hillstrom (The Hill) | Published: 1/11/2023 U.S. [read post]
15 Dec 2022, 8:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
1 May 2022, 4:30 pm
Naval Academy, said raises concerns that everyone would have to authenticate their identity with Twitter, Wired reports. [read post]
13 Jan 2022, 4:22 am
Crime: Conviction of two counts of wire fraud. [read post]
8 Dec 2021, 11:27 am
Managers should ensure that all trade errors are properly addressed pursuant to the manager’s trade errors policies by the end of the year. [read post]
8 Dec 2021, 7:27 am
Managers should ensure that all trade errors are properly addressed pursuant to the manager’s trade errors policies by the end of the year. [read post]
25 Mar 2021, 5:00 am
They were charged with knowingly and intentionally devising a scheme to defraud other precious metals futures traders on the Chicago Mercantile Exchange (CME’s) Commodity Exchange, Inc. [read post]
10 Feb 2021, 3:09 pm
Another significant concern was the fast track method of a 510(k) clearance. [read post]
22 Dec 2020, 9:43 am
Note that for SEC RIA’s to private investment vehicles, a “client” for purposes of this rule refers to the vehicle(s) managed by the RIA and not the underlying investors. [read post]
2 Dec 2020, 2:45 am
Popular in the lay imagination, the public corruption trial is at the intersection of law, politics, and the media, a place where power, money, and ethics are put on display in a manner peculiar in the American judicial system. [read post]
31 Dec 2019, 8:13 am
Statements must be sent to investors in the fund within 120 days after the fund’s fiscal year end. [read post]
12 Dec 2019, 9:02 pm
The right to kill an argali is controlled by a permitting system that experts say is mostly based on money, connections, and politics. [read post]
28 Nov 2019, 5:00 pm
The system worked.It is not apparent how putting this publication process in the hands of the Copyright Board will accomplish anything positive. [read post]
4 Oct 2019, 3:00 am
Ericsson has said the probe related to a payment system used to win contracts in the 1990s. [read post]
1 May 2019, 1:38 pm
Spy Dialer, Inc. v. [read post]
