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16 Mar 2021, 3:00 am by John Jenkins
 My guess is that you need look no further than the Item 8.01 Form 8-K that Tesla filed yesterday if you want to know why the company finds it so hard to hang on to senior lawyers. [read post]
14 Dec 2020, 11:09 am by Sheila R. Carroll
Democratic Commissioner Allison Herren-Lee has advocated for standardized reporting for public companies regarding their climate risk[9]efforts which could lead to another amendment to Regulation S-K. [read post]
5 Mar 2012, 11:21 am by David Kopel
Today, the Colorado Supreme Court, in a unanimous decision written by Justice Allison Eid, affirmed the Court of Appeals. [read post]
25 May 2021, 3:03 am by Lynn Jokela
Back in February, three Democratic US Senators wrote to then Acting SEC Chair Allison Herren Lee urging the SEC to reexamine its policies on Rule 10b5-1 plans – Liz blogged about it at the time. [read post]
20 Nov 2020, 3:03 am by Lynn Jokela
Yesterday, the SEC continued this year’s rulemaking spree by adopting amendments to enhance and simplify the financial disclosure provisions of Regulation S-K. [read post]
22 Aug 2011, 2:04 pm by Hunter Biederman
Don and Elizabeth Bray, of College Station; father and mother-in-law, Ira and Gretchen McComic, of Plano; brother-in-law, Matt McComic, and fiancé, Allison Kiernan, of Dallas; brother-in-law, Andy McComic, and wife, Sally, of McKinney; nephews, Cole and Brayden McComic; his loving aunt, uncle, cousins, loyal dog; Atticus, and a multitude of friends. [read post]
24 Feb 2012, 1:12 pm
Gibson of Elkhart, Indiana infringed the copyrighted works of Don't Tell My Heart a/k/a Achy Breaky Heart by Don Von Tress, Four Walls by Marvin Moore and George Campbell, He'll Have to Go by Joe Allison and Audrey Allison, I'd Really Love to See You Tonight by Parker McGee, Just Once by Barry Mann and Cynthia Weil, Landslide by Stevie Nicks, Let Me Be There by John Rostill, ManEater by Sara Allen, John Oates and Daryl Hall, Ring My Bell by Frederick Knight,… [read post]
23 Nov 2010, 7:56 am by Michelle Leder
Now compare that to the amended 10-K that Raymond James Financial (RJF) filed yesterday for the fiscal year ended Sept. 30, 2009. [read post]
15 Nov 2021, 6:17 pm by John Jascob
Crenshaw and fellow Commissioner Allison Herren Lee have spoken, often jointly, during the past year or so on the need for more ESG disclosures. [read post]
23 Jun 2023, 9:30 pm by Karen Tani
Shipp with Judge Curtis Collier and the Society’s Executive Director, Jim Duff,” is now on YouTube.Daniel K. [read post]
19 Oct 2023, 10:12 am by Howard Knopf
MacDonald lmacdonald@mccarthy.ca Allison Spiegel aspiegel@mccarthy.ca RE: THE PROVINCE OF ALBERTA ET AL v. [read post]
29 Jul 2021, 7:26 am by John Jascob
He said in 1964 the SEC started to offer guidance about risk factors and in 1980 they added the MD&A section to Form 10-K. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Disclosure, Environmental disclosure, ESG, Form 10-K, Materiality, SEC, Securities regulation, Sustainability Statement by Commissioner Lee on “Modernizing” Regulation S-K: Ignoring the Elephant in the Room Posted by Allison Herren Lee, U.S. [read post]
22 Sep 2010, 7:36 am by Theo Francis
” Image source: Keith Allison via Flickr ———— See more of what’s in the filings: Check out FootnotedPro, where we highlight unusual opportunities and potential problems well in advance of the market. [read post]