Search for: "K. ALLISON"
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17 Dec 2020, 8:30 pm
SEC member Allison Lee said the rule does not demand the “detail” that would enable regulators to spot potential corruption. [read post]
14 Dec 2020, 11:09 am
Democratic Commissioner Allison Herren-Lee has advocated for standardized reporting for public companies regarding their climate risk[9]efforts which could lead to another amendment to Regulation S-K. [read post]
7 Dec 2020, 10:16 am
Attorney for the Central District of California; Allison Peters, deputy director of Third Way’s National Security Program; and Ari Schwartz, former special assistant to President Obama and senior director for cybersecurity. [read post]
27 Nov 2020, 5:58 am
Securities and Exchange Commission, on Friday, November 20, 2020 Tags: Capital formation, Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, ESG, SEC, SEC rulemaking, Securities regulation Investing in a SPAC Posted by Eleazer Klein and Adriana Schwartz, Schulte Roth & Zabel LLP, on Saturday, November 21, 2020 Tags: Acquisition agreements, Capital formation, Institutional… [read post]
21 Nov 2020, 7:26 am
Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
20 Nov 2020, 3:03 am
Yesterday, the SEC continued this year’s rulemaking spree by adopting amendments to enhance and simplify the financial disclosure provisions of Regulation S-K. [read post]
15 Nov 2020, 4:25 pm
IPSO has published a number of rulings and resolutions statements since our last Round Up: 12378-20 Way v Mail Online, 1 Accuracy (2019), 2 Privacy (2019), 6 Children (2019), Resolved – IPSO mediation 06731-20 Gilbert v the Northern Echo, 1 Accuracy (2019), 2 Privacy (2019), 4 Intrusion into grief or shock (2019), 14 Confidential sources (2019), Breach – sanction: action as offered by publication 09335-19 Dyson Technology Limited v Mail Online, 1 Accuracy (2019), Breach – sanction:… [read post]
10 Nov 2020, 7:19 am
Current Commissioner Allison Herren Lee, a Democrat, has demonstrated on two fronts the potential to shift SEC policy. [read post]
9 Nov 2020, 2:43 pm
” The article also suggests that the agency could also “amend Regulation S-K to require specific disclosures relevant to investors seeking out accurate, comparable, and actionable information for use in their analyses. [read post]
9 Nov 2020, 3:00 am
Critics, such as Commissioner Allison Herren Lee, argued that the new rules were unwarranted, as they addressed no identifiable problem. [read post]
6 Nov 2020, 6:30 am
Webber (Boston University), on Tuesday, November 3, 2020 Tags: Asset management, Board composition, Climate change, Corporate Social Responsibility, Diversity, ESG, Index funds, Institutional Investors, Reputation, Sustainability Statement by Commissioner Lee on Amendments to the Exempt Offering Framework Posted by Allison Herren Lee, U.S. [read post]
30 Oct 2020, 6:01 am
Greene, Fortuna Advisors LLC, and Sharath Sharma, EY, on Sunday, October 25, 2020 Tags: Boards of Directors, Engagement, Executive Compensation, Firm performance, Innovation, Management, Mergers & acquisitions, Shareholder activism, Stakeholders Shareholder Value and Social Responsibility Are Not At Odds Posted by The Honorable Mary K. [read post]
28 Oct 2020, 2:00 am
Allison K. [read post]
11 Oct 2020, 2:00 am
Werner (University of Pennsylvania), Allison K. [read post]
9 Oct 2020, 2:00 am
Allison K. [read post]
8 Oct 2020, 3:03 am
Commissioners Allison Herren Lee and Caroline A. [read post]
26 Sep 2020, 2:00 am
Emily Largent (University of Pennsylvania), Allison K. [read post]
25 Sep 2020, 7:19 am
By Anne Sherry, J.D.In remarks at a Council of Institutional Investors conference, SEC Commissioner Allison Herren Lee emphasized the need for greater diversity within companies and even the financial regulators. [read post]
25 Sep 2020, 6:31 am
Securities and Exchange Commission, on Wednesday, September 23, 2020 Tags: Board composition, Boards of Directors, Disclosure, Diversity, ESG, Firm performance, Regulation S-K, SEC, Securities regulation Statement by Commissioner Roisman on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Posted by Elad L. [read post]
25 Sep 2020, 2:00 am
Allison K. [read post]
