Search for: "LEONE INDUSTRIES, INC."
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1 Nov 2020, 4:35 pm
A complaint from the campaign group Privacy International to the ICO also raised concerns about the data broking industry, specifically Equifax and Experian. [read post]
16 Jun 2020, 7:14 am
Liberty Tree Advisors, LLC Rachael Konz Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley Jonathan Lake Wells Fargo Clearing Services, LLC Morgan Stanley Douglas Leone Salomon Whitney Financial Newport Coast Securities, Inc. [read post]
11 Jun 2020, 11:30 pm
Defendant Sanofi challenged plaintiffs’ statistical expert witness, David Madigan, a frequent testifier for the lawsuit industry. [read post]
18 May 2020, 6:33 pm
Over the course of the last few months, lawyers have been deluged with articles about COVID-19 and force majeure, much of them containing quite similar content and analysis. [read post]
14 May 2020, 8:35 am
Its members include card manufacturers, issuers, app developers and other industry stakeholders. [read post]
9 Dec 2019, 5:34 pm
From November 2011 until March 2017 Almeida was registered with MSI Financial Services, Inc. [read post]
17 Jun 2019, 1:29 pm
” says Leon Chen, Partner, Kayne Partner Funds, who has joined Elevate’s Board of Directors. [read post]
14 Jun 2019, 12:08 pm
Vaccarelli’s BrokerCheck record notes that he worked 17 years in the securities industry. [read post]
20 Jan 2019, 6:06 pm
LEONE INDUSTRIES THE WOODS O.R., INC. [read post]
20 Jan 2019, 6:06 pm
LEONE INDUSTRIES THE WOODS O.R., INC. [read post]
20 Aug 2018, 1:40 pm
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, or Fined by FINRANewport Coast Securities, Inc. and Douglas Anthony Leone The firm appealed a National Adjudicatory Council (NAC) decision to the Securities and Exchange Commission (SEC). [read post]
27 Jul 2018, 9:26 am
Douglas Anthony Leone An OHO decision became final in which Leone was barred from association with any FINRA member in all capacities. [read post]
11 Nov 2017, 9:05 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Leon Rehak (Rehak) has been subject to two customer complaints. [read post]
10 Oct 2017, 2:28 pm
John Liu (Chief Technology Officer, Gridsum Holding Inc.), and Professor Leon Lee (Executive Director, Case Law Research Center, School of Law, Central University of Finance and Economics). [read post]
9 Oct 2017, 3:05 pm
Prior to this, the often touted “record settlement” included IFCO Systems North America Inc. [read post]
9 Oct 2017, 3:05 pm
Prior to this, the often touted “record settlement” included IFCO Systems North America Inc. [read post]
6 Oct 2017, 9:33 am
A review of FINRA’s BrokerCheck indicates that Leon (or Lee) William Vaccarelli (CRD# 3227636) entered the securities industry in 1999. [read post]
9 Jul 2017, 9:01 pm
Harold Barnum Industry Award will go to Michael Roberson of Publix Super Markets Inc., Lakeland, FL, recognizing his outstanding service to IAFP, the public and the food industry. [read post]
30 Mar 2017, 9:44 am
Extractive Industries Transparency Initiative (EITI)) • MNE internal norms • Social License for extractives 8. [read post]
17 Oct 2016, 3:20 am
The decision cites only two New York cases in support of its holding: the McGraw-Hill case which, as noted above, involved the underlying activities of a subsidiary but did not involve a request to inspect the subsidiary’s records, and a cryptic 1960 Second Department ruling (Bluhdorn v Greenwald Industries, Inc., 12 AD2d 662) affirming without opinion an unpublished lower court ruling directing an inspection. [read post]
