Search for: "LIQUIDITY SERVICES, INC."
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1 Jul 2009, 6:45 am
The SEC states that PCS is a registered broker-dealer that is a wholly-owned subsidiary of Gilman Ciocia, Inc. [read post]
6 Sep 2013, 12:15 pm
With the stock market hitting record highs, why do liquidity events remain so uncertain? [read post]
15 May 2009, 3:32 pm
Defendant Lincare, Inc., provides respiratory services and medical equipment setup to patients in their homes. [read post]
1 Mar 2013, 10:04 pm
About Solutions Law Press, Inc. [read post]
11 May 2012, 6:27 pm
UBS Financial Services Inc. of Puerto Rico (UBS) has agreed to pay $26.6 million to settle the Securities and Exchange Commission administrative action accusing the financial firm of misleading investors about its control and liquidity over the secondary market for nearly two dozen proprietary closed-end mutual funds. [read post]
25 Jun 2014, 2:19 am
KELLOGG BROWN & ROOT SERVICES, INC., Appellee/Cross-Appellant. 1st District.The Law Lady. [read post]
30 Aug 2010, 12:47 pm
According to the SRO, from February 2007 to November 2008, the Utah broker-dealer failed to make public in its online CD auctions that Liquid Asset Management took part in auctions to retail investors. [read post]
17 Feb 2011, 5:40 pm
They are also concerned that the regulations will decrease liquidity in the derivatives markets. [read post]
7 Mar 2010, 12:06 pm
The company is now seeking a rapid sale or liquidation of its assets. [read post]
2 Feb 2021, 8:41 am
According to Kulch’s CRD Report, he was also operating Kulch Associates Inc., a tax preparation service, and Kulch Insurance Group LLC. [read post]
25 Oct 2013, 3:45 pm
According to the SEC, UBS Financial Services of Puerto Rico Inc. [read post]
30 Aug 2023, 4:29 am
SS Vape Brands, Inc., Opposition No. 91255786 (August 28, 2023) [not precedential] (Opinion by Judge Marc A. [read post]
13 May 2021, 1:10 pm
Belardino was associated with MSI Financial Services, Inc. [read post]
30 Oct 2010, 3:43 pm
A trademark battle is being waged in federal court right now involving the National Football League (NFL), NFL Properties (NFLP), the New Orleans Saints, Liquid Ventures Inc., Logo Express Marketing Inc., Monogram Express, Storyville Apparel, and Fleurty Girl. [read post]
4 Sep 2010, 5:32 pm
Raymond James affiliates Raymond James & Associates Inc. and Raymond James Financial Services Inc. were ordered to make the ARS repurchase. [read post]
8 Jul 2008, 1:49 pm
In the Matter of UBS Securities, LLC and UBS Financial Services, Inc., Docket No. 2008-0045 (Mass. [read post]
15 May 2019, 12:38 pm
There are services and programs such as The Guide Dog Foundation, Inc., that coordinate with airports and TSA to provide demonstrations and practices for you and your guide dog. [read post]
26 Nov 2011, 5:20 pm
Giddens has been tasked with overseeing the failed company’s liquidation. [read post]
22 Feb 2024, 4:00 am
The complaint (full text- Scroll to Exhibit 6) in Annunciation House, Inc. v. [read post]
19 May 2009, 9:39 am
According to a statement released by the Financial Industry Regulatory Authority (FINRA) in May 2009, four (4) other investment firms agreed to repurchase $554 million worth of auction rate securities from investors who were misled about the liquidity of their investments, but SunTrust Investment Services, Inc. and SunTrust Robinson Humphrey, Inc. - both of which are subsidiaries of SunTrust Bank based in Atlanta - withdrew a previous offer to settle with FINRA. … [read post]
