Search for: "Laura Pendergest-Holt"
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27 Feb 2023, 1:18 pm
In the complaint, filed in Federal District Court in Dallas, the SEC accused Stanford and two associates — James Davis, a director and chief financial officer of Stanford Group and the Antigua-based bank affiliate, and Laura Pendergest-Holt, the chief investment officer of both organizations — with misrepresenting the safety and liquidity of the uninsured CD’s. [read post]
3 Jul 2012, 4:29 pm
In other Texas securities news, ex-Stanford Financial group chief investment officer Laura Pendergest Holt has pled guilty to charges that she obstructed the SEC’s probe into Stanford International Bank, which was owned by Ponzi scammer Robert Allen Stanford. [read post]
9 Feb 2012, 7:57 am
We think it’s shameful what he did to Laura Pendergest-Holt. [read post]
2 Nov 2010, 7:53 am
Pendergest-Holt v. [read post]
25 Aug 2010, 2:38 am
First, the lawyer for Laura Pendergest-Holt, Stanford Financial’s former Chief Investment Officer, told the court that Pendergest-Holt had entered a settlement with the insurers. [read post]
10 Jun 2010, 7:00 am
Stop the Madness: Stanford Co-Defendant Asks to be Tried Separately – Law Blog – WSJ – It's Laura Pendergest-Holt, the chief investment officer, who is much more famous around here for being the one who got screwed by Proskauer's Thomas Sjoblom. [read post]
15 Mar 2010, 4:30 pm
(by EPIC)Laura Pendergest-Holt, et al v. [read post]
13 Oct 2009, 11:36 am
Earlier story here, from WSJSjoblom has been sued for malpractice by Laura Pendergest-Holt, an officer of Stanford who claimed that Sjoblom personally represented her, and not just the company. [read post]
12 Oct 2009, 2:31 am
As detailed in a prior post (here), the insurer had been prepared to begin advancing defense expenses of Stanford Group’s former CFO, Laura Pendergest-Holt, subject to a reservation of its rights to later deny coverage under the policy if circumstances should warrant. [read post]
27 Aug 2009, 11:21 pm
Also, Sjoblom learned that the bank's chief investment officer Laura Pendergest-Holt, didn't manage that part of the portfolio. [read post]
11 Aug 2009, 2:26 am
UPDATE: The receiver's response to Pendergest-Holt's motion can be found here. [read post]
25 Jun 2009, 10:39 am
Also appearing in court today were Laura Pendergest-Holt, Gilberto Lopez and Mark Kuhrt, three Stanford Financial Group executives who are fellow indictees. [read post]
23 Jun 2009, 10:10 pm
Defendants Laura Pendergest-Holt, Gilberto Lopez and Mark Kuhrt are executives of Stanford Financial Group. [read post]
22 Jun 2009, 5:07 am
The indictment charges Stanford and three other company officials - including Laura Pendergest-Holt, the bank's chief investment officer - with falsely pumping up the value of the bank's investments in presentations and meetings with investors. [read post]
21 Jun 2009, 5:00 pm
The indictment charges Stanford and three other company officials - including Laura Pendergest-Holt, the bank's chief investment officer - with falsely pumping up the value of the bank's investments in presentations and meetings with investors. [read post]
19 Jun 2009, 11:55 am
I expected Laura Pendergest-Holt, chief investment officer of Stanford Financial. [read post]
19 Jun 2009, 5:44 am
Pendergest-Holt is free on bail. [read post]
19 Jun 2009, 5:31 am
Todays 50-page indictment of Sir Allen and six others accuses them of co-conspiracy to defraud investors of $7 billion in certificates of deposit at Stanford's bank in Antigua.Stanford is charged with conspiracy to commit wire fraud, mail fraud and securities fraud: seven counts of wire fraud, 10 counts of mail fraud, conspiracy to obstruct an investigation for the Securities and Exchange Commission, obstruction of an investigation by the SEC and conspiracy to commit money laundering.If… [read post]
14 May 2009, 12:03 pm
Tuesday â [read post]
12 May 2009, 2:55 pm
Pendergest-Holt Indicted: A federal grand jury in Houston returned a two-count indictment today charging Laura Pendergest-Holt, the chief investment officer of Houston-based Stanford Financial Group, with conspiring to obstruct an SEC proceeding investigating SFG, as well as a substantive count of obstructing the SEC proceeding. [read post]
