Search for: "Lehman Brothers Holdings"
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6 Jan 2011, 8:46 pm
Instead, they claim that San Mateo County put too much of its pulled investment funds in the Lehman Holdings. [read post]
22 Apr 2014, 10:30 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Edward Dulin, a broker currently working at Bank of America Corp’s Merrill Lynch unit, alleged his ex-employer UBS AG misled its advisors about the financial health of Lehman Brothers Holdings Inc. [read post]
15 Mar 2010, 11:56 am
Ernst & Young, one of four remaining large auditing firms, allegedly botched its financial audits of Lehman Brothers, the bankrupt investment banking firm. [read post]
3 Jul 2009, 11:14 am
The New Hampshire state securities regulator has accused a unit of UBS AG, of recommending unsuitable investments to customers who put their money into complex securities underwritten by Lehman Brothers Holdings, Inc. [read post]
17 Dec 2009, 12:39 am
Beyond Lehman Brothers, the judgment has significant implications for the way in which regulated entities currently hold client monies and the true level of protection afforded to clients by the CASS rules.Given the serious implications of this judgment, it is likely to be appealed to the Court of Appeal. [read post]
2 Aug 2011, 7:16 am
(SDNY July 27, 2011) - of the Federal District Court for the Southern District Court of New York dismissing federal securities law claims against Ernst & Young, Lehman Brothers' outside auditor. [read post]
15 Sep 2008, 9:18 am
Lehman Brothers, facing a refusal by the federal government to bail it out, announced this morning that it intends to file for Chapter 11 bankruptcy in the Southern District of New York for its holding company only, while its investment bank and asset management operation will continue doing business as usual. [read post]
6 Aug 2010, 1:57 am
In Lehman Brothers International (Europe)(in administration) v CRC Credit Fund Limited & Ors [2010] EWCA Civ 917 the Court of Appeal considered the first instance judgment of Mr Justice Briggs on the operation of the Client Money Rules (CASS) in relation to the insolvency of Lehman Brothers International (Europe)(LBIE). [read post]
22 Dec 2010, 2:00 pm
Cuomo filed a Martin Act lawsuit against Ernst & Young LLP ("E&Y"), charging the accounting firm with helping Lehman Brothers Holding, Inc. [read post]
5 Dec 2008, 10:45 am
Weil, Gotshal & Manges's Lori Fife has been managing the sale of Lehman Brothers Holdings Inc.'s sprawling financial assets. [read post]
15 Sep 2010, 5:48 am
From the Ashes: Lehman Brothers Holdings Inc. is a business again two years after declaring... [read post]
12 May 2011, 4:09 pm
The event comes at a time when SIPC's funds are being depleted by legal fees paid to the trustees for bankrupt brokerages tied to Lehman Brothers and Bernard Madoff. [read post]
7 Dec 2009, 10:54 am
A Columbia, South Carolina-based Financial Industry Regulatory Authority (FINRA) arbitration panel awarded damages to a South Carolina resident as a result of losses sustained in Lehman Brothers Holdings Inc. principal-protected notes sold to her by UBS. [read post]
28 Jan 2010, 7:32 pm
And Lehman Brothers Holding's chapter 11 filing in September 2008 constituted a default, since Holdings was a "credit support provider" under the terms of the CDS contract. [read post]
28 Jul 2011, 10:54 am
The September 2008 collapse of Lehman Brothers Holdings Inc. disrupted the entire economy and greatly affected owners of the company’s securities. [read post]
15 Sep 2008, 10:54 am
(see: "Corporate Counsel Compensation Survey 2008"), with Thomas Russo, the General Counsel of Lehman Brothers Holdings Inc. leading the pack with a $5,000,000 annual salary and $4,550,000 bonus.Capping a frenetic weekend of attempts to arrange a rescue for the foundering brokerage, Lehman Brothers said early this morning that it would file for Chapter 11 bankruptcy, leaving thousands of employees on the street.How compensation levels for… [read post]
23 Sep 2008, 10:52 pm
Lehman filed for bankruptcy. [read post]
5 Mar 2008, 4:11 am
Lehman Brothers and Citigroup are listed as [...] [read post]
17 May 2017, 2:18 am
Agreeing with the lower courts, the Supreme Court held that statutory interest was plainly an obligation payable in Lehman Brothers International (Europe)’s insolvency. [read post]
11 Apr 2011, 12:41 pm
. $2.5 million, and ordered UBS to pay $8.25 million in restitution for omissions and statements regarding the “principal protection” feature of the 100% Principal-Protected Notes (PPNs) issued by Lehman Brothers Holdings Inc. prior to its September 2008 bankruptcy filing. [read post]
