Search for: "Linda S. Welch" Results 21 - 40 of 98
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31 Oct 2012, 12:28 pm by D. Daxton White
  According to Linda Feinberg, President of FINRA’s office of dispute resolution, an RIA can now voluntarily submit to the same FINRA arbitration process to resolve customer disputes as is currently used by the brokerage firm industry. [read post]
31 Oct 2012, 12:28 pm by D. Daxton White
  According to Linda Feinberg, President of FINRA’s office of dispute resolution, an RIA can now voluntarily submit to the same FINRA arbitration process to resolve customer disputes as is currently used by the brokerage firm industry. [read post]
3 Jul 2014, 3:02 am
In any event, I note, for what it's worth, that Judge Linda J. [read post]