Search for: "Liquid Capital Exchange, Inc."
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29 May 2024, 1:53 pm
The Securities and Exchange Commission instituted settled proceedings against formerly registered investment adviser Mass Ave Global Inc. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
15 Apr 2024, 6:48 am
” “Litigation finance is a $15.2 billion industry in which investors fund lawsuits in exchange for a portion of any award. [read post]
3 Apr 2024, 9:03 pm
It is driving broker-dealers to allocate significant capital to their crypto custody businesses or to avoid the business altogether. [read post]
2 Apr 2024, 9:01 pm
Activision Blizzard, Inc., 2024 WL 863290 (Del. [read post]
6 Feb 2024, 6:13 am
From January 2019 to December 2020 Lorente was associated with Great Point Capital, LLC. [read post]
31 Jan 2024, 9:01 pm
For instance, in 2023, plaintiffs filed at least seven class actions against financial institutions, accusing them of downplaying liquidity and other concerns stemming from rising interest rates. [read post]
30 Jan 2024, 9:50 am
Grace & Company, Inc., Alvin H. [read post]
25 Jan 2024, 6:06 pm
Upon liquidation, return of capital may be more or less than the original investment depending on the value of assets. [read post]
22 Jan 2024, 8:14 am
Beck, Inc. [read post]
19 Jan 2024, 7:37 am
(CRD#:18456), Wauwatosa, WI, B, 06/12/2014 – 12/23/2019, QUEST CAPITAL STRATEGIES, INC. [read post]
27 Dec 2023, 6:09 pm
The programs included the following investments, Strategic Storage Trust Inc.; Griffin-American Healthcare REIT III Inc.; FS KKR Capital Corporation III; American Realty Capital Trust V Inc.; American Realty Capital Healthcare II Inc.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
13 Dec 2023, 11:00 pm
Lightstone Value Plus REIT II, Inc. [read post]
20 Nov 2023, 9:01 pm
” 28 On the second issue, the defendants attacked the claims on the basis that the claims were protected from clawback under the Bankruptcy Code’s “safe harbor”provision in section 546(e). 29 According to the defendants, the Bankruptcy Code’s safe harbor provision, intended to provide stability to the capital markets and to protect capital market transactions from being undone by Bankruptcy Code avoidance provisions, insulated the relevant transfers.30… [read post]
13 Nov 2023, 9:05 pm
Assessing Potential Risks The Analytic Framework retains the eight proposed “vulnerabilities that most commonly contribute” to financial stability risks.[24]Relative to the proposal, the Analytic Framework includes additional examples of the types of “quantitative metrics” the Council may consider under certain vulnerabilities: Vulnerability Sample Metrics – Proposal Additional Metrics – Final Leverage… [read post]
6 Nov 2023, 4:16 am
And although the other existing shareholders will have their shares exchanged for shares of the new corporation, your shares will be cancelled and exchanged for cash. [read post]
20 Oct 2023, 2:40 pm
In a September 11, 2023 press release, the Securities and Exchange Commission (“SEC”) announced that it charged nine registered investment advisers for showing hypothetical performance results on their websites without adopting the necessary policies and procedures required under the SEC’s new marketing rules and regulations (the “New Marketing Rules”). [read post]
28 Sep 2023, 12:22 pm
The following are a few of the alternative investments that our firm is investigating: Atlas Growth partners CNL Healthcare Properties Sila Realty Trust Peakstone (Griffin Realty Trust) GPB Capital GWG holdings L Bonds Healthcare Trust Inc. [read post]
15 Sep 2023, 11:47 am
First, liquidity risk is a significant concern. [read post]
