Search for: "Liquid Capital Exchange, Inc." Results 81 - 100 of 371
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17 Jul 2023, 9:05 pm by ilyabeylin
  The volume of secondary sales dwarfed the number of primary sales, so that the exchange transactions functioned primarily to provide liquidity in the token rather than provide Ripple with capital. [read post]
21 Jun 2019, 6:42 am
Securities and Exchange Commission, on Friday, June 14, 2019 Tags: Capital markets, Exchange-traded funds, Index funds, Investment Company Act, Investor protection, Liquidity, Market conditions, SEC, Transparency Investors Bancorp‘s Impact on Long-Term Incentive Plans Posted by Matthew B. [read post]
3 Aug 2020, 6:37 am by Staff Attorney
Advisor Christopher Shaw (Shaw), currently employed by Pruco Securities LLC (Pruco) and formerly employed by Kalos Capital, Inc. [read post]
16 Feb 2012, 6:44 am by D. Daxton White
TICs gained in popularity after a favorable 2002 Internal Revenue Service ruling that allowed investors to defer capital gains on real estate transactions involving the exchange of properties. [read post]
25 Aug 2017, 6:35 am by John Jascob
The recommendations will help inform Treasury’s report on capital markets that was ordered by the Administration on February 3. [read post]
5 Oct 2022, 1:13 pm by Staff Attorney
Advisor Chad Barancyk (Barancyk), formerly employed by brokerage firms First Allied Securities, Inc. [read post]
20 Aug 2010, 4:43 am by Chris Carey
A recent Securities and Exchange Commission filing by the chief executive of China Fire & Security Group Inc. [read post]
21 Oct 2010, 6:53 am by Dennis Hursh
People owned property long before the advent of stock exchanges and other capital markets. [read post]
1 Dec 2020, 11:48 am by Staff Attorney
  From October 2014 until December 2014 Cohn was associated with Kovack Securities Inc. [read post]
15 Jun 2023, 7:33 am by Richard West
Private equity firm Cornell Capital had acquired Instant Brands Acquisition Holdings Inc. in 2018, investing $300 million. [read post]
16 Aug 2023, 8:31 am by The White Law Group
These REITs do not trade on public exchanges, making it challenging to sell shares before their maturity or a liquidity event. [read post]
6 Apr 2012, 5:02 am by J Robert Brown Jr.
"); see also In re Prime Capital Services, Inc., Exchange Act Release No. 61719 (admin proc March 16, 2010) ("In 2004 and 2005, Representative Wells induced a 71-year-old woman to liquidate her retirement account and invest all of her retirement savings -- which was more than half her net worth -- in variable annuities. [read post]
1 Dec 2015, 3:08 am by Broc Romanek
The exchanges would, in comparison to their larger national exchange counterparts (Nasdaq Stock Exchange, New York Stock Exchange, etc.), allow smaller or earlier-stage companies to list their shares and provide for some liquidity. [read post]
18 Feb 2020, 5:53 am by Staff Attorney
  From April 2009 until April 2014 Hicks was registered with Capital Investment Group, Inc. [read post]
17 Apr 2014, 6:23 am by Adam Weinstein
 Publicly traded REITs can be sold on an exchange and have the same liquidity as most stocks and bonds. [read post]