Search for: "Locke Capital Management, Inc."
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9 Mar 2009, 12:27 pm
The SEC filed a civil injunctive action against Locke Capital Management, Inc., an investment adviser, and Leila C. [read post]
9 May 2016, 5:00 am
IA-4182 (August 26, 2015) (notice) and IA-4203 (September 22, 2015) (order) Fidelity Management & Research Company and FMR Co., Inc., Investment Advisers Release Nos. [read post]
10 Jun 2007, 8:30 pm
"They're still closing, it's just harder to get them done," said Lee Bradley, managing director at SAMCO Capital Markets Inc.'s Atlanta office [read post]
11 Mar 2022, 1:54 am
It is one of the 25 largest publicly traded REITs by market capitalization. [read post]
31 Mar 2009, 3:16 am
(“ACS”) arising out of a failed deal between Cerberus Capital Management LP (“Cerberus”) and ACS to take ACS private. [read post]
28 Jun 2018, 10:56 am
“Blockchain-Based Digital Rights Management” Walmart Stores, Inc. [read post]
2 Jul 2018, 8:24 am
“Blockchain-Based Digital Rights Management” Walmart Stores, Inc. [read post]
23 Feb 2018, 6:14 am
Effective Sexual Misconduct Risk Management Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, February 16, 2018 Tags: Board composition, Board oversight, Boards of Directors, Corporate culture, Corporate Social Responsibility, Diversity, Executive Compensation, Incentives, Management, Misconduct, Risk management Perpetual Dual-Class Stock: The Case Against Corporate Royalty… [read post]
5 Mar 2021, 6:03 am
Underwriters Do Not Use Green Shoe Options to Profit from IPO Stock Pops Posted by Robert Evans, Locke Lord LLP, on Friday, February 26, 2021 Tags: Capital formation, Capital markets, Equity offerings, IPOs, Market reaction, Regulation M, Securities regulation, Underwriting New Tactics and ESG Themes Change the Direction of Shareholder Activism Posted by Richard J. [read post]
28 Dec 2007, 4:04 pm
Drazan, who left Sierra Ventures in 2005 to start Bertram Capital, has been locked in breach-of-contract litigation with his contractor, Vance Brown Inc., for three years. [read post]
29 Jul 2009, 10:18 pm
Blackstone Capital Partners V L.P., 963 A.2d 746, 760 (Del. [read post]
2 Aug 2009, 9:18 am
Blackstone Capital Partners V L.P., 963 A.2d 746, 760 (Del. [read post]
13 Oct 2009, 2:07 am
Robin Fink, Head of Prime Brokerage Sales at Jefferies & Company, Inc. [read post]
10 Mar 2011, 5:00 am
Sources: Administrative Complaint against Risk Reward Capital Management, RRC Management, the RRC Bio Fund and James A. [read post]
10 Mar 2011, 5:00 am
Sources: Administrative Complaint against Risk Reward Capital Management, RRC Management, the RRC Bio Fund and James A. [read post]
5 May 2015, 7:57 am
Holdings, Inc. [read post]
5 Jan 2009, 9:09 pm
Thomas Bauch, Hall Capital ($1,000) Theodore Boutrous, Gibson, Dunn & Crutcher ($25,000) Janice Brown, Brown Law Group ($12,500) David Casey, Casey Gerry Schenk Francavilla Blatt & Penfield ($50,000) Marsha Cohen, Hastings College of the Law ($10,000) Laura Covington, Yahoo Inc. ($10,000) Diana Dooley, California Children's Hospital Association ($500) David Drummond, Google Inc. ($25,000) Alan Fox*, ACF Property Management… [read post]
13 Jul 2009, 4:22 pm
Rogers Communications Inc. [read post]
27 Jul 2021, 9:38 am
The combined company will be externally managed by BSP, a leading credit-focused alternative asset manager and a wholly-owned subsidiary of Franklin Templeton. [read post]
10 Apr 2020, 6:01 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 10, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 3–9, 2020 SEC–Exempt Offerings Posted by Jonathan Adler, Stacey Song, and Jessica Forbes, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, April 3, 2020 Tags: Accredited investors, Capital formation, Disclosure, Equity… [read post]
