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The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
Yadley, Partner, Shumaker, Loop & Kendrick LLP, Tampa, Fla. [read post]
15 May 2020, 7:49 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
12 Apr 2020, 7:10 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
2 Dec 2020, 5:09 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
4 Feb 2016, 7:58 am
Tallman, President and CEO, the Georgia Hispanic Chamber of Commerce, AtlantaAnnemarie Tierney, Vice President and Head of Strategy and New Markets, NASDAQ Private Market, New YorkGregory C. [read post]
27 Feb 2020, 8:00 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
22 Dec 2019, 9:17 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
17 Jul 2020, 5:51 am
Capital Markets to Promote Economic Growth Posted by Hal S. [read post]
14 Jul 2017, 6:19 am
Reid, Davis Polk & Wardwell LLP, on Friday, July 7, 2017 Tags: Banks, Brexit, Clearing houses, Derivatives, ESMA, EU, Europe, Financial institutions, Financial regulation, International governance, Oversight, Systemic risk, UK How Your Board Can Be Ready for Crisis Posted by Paula Loop, PricewaterhouseCoopers LLP, on Friday, July 7, 2017 Tags: Board monitoring, Boards of… [read post]
9 Feb 2018, 5:06 am
Stock Market Evaluation, Moon Shots, and Corporate Innovation Posted by Ming Dong (York University), David Hirshleifer (UC Irvine), and Siew Hong Teoh (UC Irvine), on Friday, February 2, 2018 Tags: Behavioral finance, Capital allocation, Capital formation, Firm valuation, Innovation, Long-Term value, Market efficiency, R&D, Risk-taking, Stock mispricing Compensation in the 2018 Proxy Season Posted by… [read post]
30 Dec 2019, 5:47 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
1 Jul 2016, 6:11 am
Santori, Pillsbury Winthrop Shaw Pittman LLP, on Friday, June 24, 2016 Tags: Banks, Bitcoin, Blockchain, Capital markets, Clearing houses, Delaware law, Financial regulation, Financial technology, Intermediaries, IPOs, Market efficiency, Securities regulation, State law Brexit: Legal Implications Posted by Ben Perry, Sullivan & Cromwell LLP, on Friday, June 24, 2016 Tags: Banks, Brexit, Contracts, EU, Europe, Financial institutions, Financial… [read post]
25 Mar 2016, 6:00 am
Katzman, Fried, Frank, Harris, Shriver & Jacobson, LLP, onThursday, March 24, 2016 Tags: Compliance and disclosure interpretation, Director liability, Equity-based compensation, Exchange Act, Inside information, Insider trading, Investor protection, Liability standards, Management, Rule 10b-5-1, SEC, SEC enforcement,Section 10(b), Securities enforcement, Securities Regulation, Voluntary Disclosure Activist Investors, Cash, and Capital Allocation Posted by Paula… [read post]
19 Apr 2022, 3:15 am
Twitter has been a great source of DealLawyers.com blogs this week, but the bird app also was recently involved in some litigation of interest to securities & capital markets lawyers. [read post]
28 Jul 2017, 6:00 am
Mayon, Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP, on Wednesday, July 26, 2017 Tags: Accounting standards, Antitakeover, Board independence, Boards of Directors, Capital formation, Charter & bylaws, Disclosure, Equity capital, Executive Compensation, Incorporations, IPOs, JOBS Act, Private equity, Public firms, Venture capital firms When a Piece of Your… [read post]
26 Dec 2019, 9:02 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
18 Oct 2019, 7:00 am
Ludewig, Sullivan & Cromwell LLP). [read post]
6 Nov 2020, 6:30 am
Feldman, Olshan Frome Wolosky LLP, on Thursday, November 5, 2020 Tags: Broker-dealers, Capital formation, Capital markets, Institutional Investors, Investor protection, Private equity, SEC, Securities regulation, Solicitation, Venture capital firms Where Do Institutional Investors Seek Shelter when Disaster Strikes? [read post]
1 Dec 2020, 11:48 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
24 Mar 2020, 6:35 am
By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
