Search for: "Loop Capital Markets, LLP" Results 1 - 20 of 37
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19 Jul 2023, 9:05 pm by renholding
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
8 May 2023, 5:16 am by Jane Bambauer
This is a complex exercise, and feedback loops from both users and advertisers are the best gauge platforms have to fine-tune curation. [read post]
6 Apr 2023, 3:58 am by Jonathan Bench
From my vantage point, the foundation of which was largely informed by my time at FINRA (the Financial Industry Regulatory Authority), most of the recent SEC enforcement actions have centered around fraud schemes and “worst practices” common to private and public ventures and capital markets. [read post]
19 Apr 2022, 3:15 am by John Jenkins
Twitter has been a great source of DealLawyers.com blogs this week, but the bird app also was recently involved in some litigation of interest to securities & capital markets lawyers. [read post]
2 Dec 2020, 5:09 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
1 Dec 2020, 11:48 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
6 Nov 2020, 6:30 am
Feldman, Olshan Frome Wolosky LLP, on Thursday, November 5, 2020 Tags: Broker-dealers, Capital formation, Capital markets, Institutional Investors, Investor protection, Private equity, SEC, Securities regulation, Solicitation, Venture capital firms Where Do Institutional Investors Seek Shelter when Disaster Strikes? [read post]
14 Aug 2020, 6:29 am
Larcker and Brian Tayan (Stanford University), on Monday, August 10, 2020 Tags: Boards of Directors, Corporate culture, Corporate Social Responsibility, ESG, Misconduct, Public perception, Reputation, Risk management, Social capital ESG and Corporate Purpose in a Disrupted World Posted by Kristen Sullivan, Amy Silverstein, and Leeann Galezio Arthur, Deloitte, on Monday, August 10, 2020 Tags: Board composition, Boards of… [read post]
15 May 2020, 7:49 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
12 Apr 2020, 7:10 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
24 Mar 2020, 6:35 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
27 Feb 2020, 8:00 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
30 Dec 2019, 5:47 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
26 Dec 2019, 9:02 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
22 Dec 2019, 9:17 am by Staff Attorney
  By the day, advisor recommendations to do nothing appear to be completely self-serving, out of the loop, and not in the interest of the investor. [read post]
23 Feb 2018, 6:14 am
Posted by Craig Doidge (University of Toronto), on Wednesday, February 21, 2018 Tags: Capital formation, Capital markets, Disclosure, Equity capital, Firm valuation, GAAP, IPOs, Payouts, Private equity, Private firms, Public firms, R&D, Repurchases SEC Year-in-Review and a Look Ahead Posted by Alex Janghorbani and Anne E. [read post]
9 Feb 2018, 5:06 am
Stock Market Evaluation, Moon Shots, and Corporate Innovation Posted by Ming Dong (York University), David Hirshleifer (UC Irvine), and Siew Hong Teoh (UC Irvine), on Friday, February 2, 2018 Tags: Behavioral finance, Capital allocation, Capital formation, Firm valuation, Innovation, Long-Term value, Market efficiency, R&D, Risk-taking, Stock mispricing Compensation in the 2018 Proxy Season Posted by… [read post]
2 Feb 2018, 6:10 am
Rosenblum, and Victor Goldfeld, Wachtell, Lipton, Rosen & Katz, on Monday, January 29, 2018 Tags: Antitrust, Appraisal rights, Banks, China, Cross-border transactions, Financial institutions, International governance, Merger litigation, Mergers & acquisitions, Private equity, Shareholder activism, Tax Cuts and Jobs Act, Taxation, Tech companies Preparing a Successful IPO in 2018 Posted by Philip Oettinger and… [read post]