Search for: "Luis Aguilar"
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15 Mar 2010, 2:50 pm
Excerpt from Speech by SEC Commissioner Luis Aguilar, Making Sure Investors Benefit from Money Market Fund Reform, Investment Company Institute and Federal Bar Association Mutual Funds and Investment Management Conference, Phoenix, AZ, March 15, 2010: Potential Further Action Notwithstanding the... [read post]
24 Aug 2012, 7:04 am
SEC Commissioner Luis A. [read post]
4 Apr 2011, 12:54 pm
In a speech before the Council of Institutional Investors Annual Conference, SEC Commissioner Luis Aguilar addressed the investor protection problems presented by the recent trend of foreign private issuers going public in the U.S. market through the "back door" of... [read post]
24 Apr 2010, 9:37 am
At an investment adviser compliance seminar last month, Securities and Exchange Commissioner Luis Aguilar called on Congress to impose the same standard of care that applies to investment advisers to all financial intermediaries. [read post]
24 Aug 2012, 1:12 pm
SEC Commissioner Luis A. [read post]
3 Jun 2009, 6:36 am
My notes, live, from the keynote by SEC Commissioner Luis A. [read post]
28 Aug 2015, 8:15 am
Nelson, J.D.SEC Commissioner Luis A. [read post]
29 Jun 2015, 6:19 am
By Jacquelyn LumbCommission Luis Aguilar spoke last week at the SINET Innovation Summit on the need for a public and private sector partnership to help combat cyber crime. [read post]
28 Oct 2013, 3:39 am
On October 25, 2013, Securities and Exchange Commission (“SEC”) Commissioner Luis A. [read post]
5 Feb 2015, 8:08 am
Aguilar and Kara M. [read post]
4 Feb 2014, 6:20 am
Diversos medios de comunicación, han publicado en las últimas semanas, a propósito del tercer informe de labores del ministro Juan Silva Meza, que el sucesor de éste en la presidencia de la Suprema Corte en enero de 2015, se definirá en una contienda entre tan sólo dos ministros: Luis María Aguilar y Arturo Zaldívar. [read post]
11 Jun 2009, 2:07 pm
At least one Securities and Exchange Commission member believes that broker representatives have a fiduciary duty to their clients, and that is Luis Aguilar, reports Blaine F. [read post]
12 Jun 2014, 4:17 am
In a June 10, 2014 speech entitled “Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus” delivered at the New York Stock Exchange, SEC Commissioner Luis A. [read post]
24 May 2010, 1:54 pm
SEC commissioner Luis Aguilar says the agency should seek stiffer sanctions against corporations and individuals. [read post]
6 Sep 2012, 5:39 am
Editor’s Note: Luis A. [read post]
24 Sep 2011, 5:55 am
Editor’s Note: Luis A. [read post]
27 Aug 2012, 6:38 am
Luis A. [read post]
23 Sep 2010, 8:18 am
Editor’s Note: Luis A. [read post]
18 Jul 2010, 8:26 am
Editor's Note: Luis A. [read post]
4 Nov 2010, 6:32 am
Editor’s Note: Luis A. [read post]
