Search for: "Luis Aguilar" Results 41 - 60 of 350
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Making Capital Formation Work for Smaller Companies and Investors
4 Nov 2015, 6:02 am
Posted by Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Evolving Equity Markets Require Constant Attention
3 Nov 2015, 6:27 am
Posted by Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Adopts Final Crowdfunding Rules
1 Nov 2015, 5:44 pm by Kevin LaCroix
This issue of the absence of a market for trading crowdfunding shares was of particular concern in the concurring statement of SEC Commission Luis Aguilar, who emphasized the critical need for the development of a secondary market. [read post]
The D & O Diary - http://www.dandodiary.com/
SEC Commissioners: 4 Women & 1 Man?!?
21 Oct 2015, 4:12 am by Broc Romanek
The Democratic nominee to replace Luis Aguilar is also local to DC. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
The Female SEC Will be Taking on the Old Boys’ Club of Wall Street
21 Oct 2015, 4:12 am by Doug Cornelius
Atkins If confirmed, Fairfax would take the Democrat slot by replacing Luis Aguilar, whose term has expired. [read post]
Compliance Building - http://www.compliancebuilding.com
The Important Work of Boards of Directors
20 Oct 2015, 5:53 am
Posted by Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Importance of Being Earnest About Liquidity Risk Management
30 Sep 2015, 7:00 am
Posted by Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Enhancing the Commission’s Waiver Process
2 Sep 2015, 6:28 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Finally, I Can Agree with SEC Commissioner Luis Aguilar
28 Aug 2015, 10:12 am by C. Steven Bradford
I don't agree with SEC Commissioner Luis Aguilar on many issues. [read post]
Business Law Prof Blog - http://lawprofessors.typepad.com/business_law/
Commissioner Aguilar Calls for “Calibrated” Waiver Process
28 Aug 2015, 8:15 am by John Jascob
Nelson, J.D.SEC Commissioner Luis A. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
A Registration Framework for the Derivatives Market
12 Aug 2015, 6:33 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Clarity in Commission Orders
11 Aug 2015, 6:23 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Guest Post: Ten Cybersecurity Concerns for Every Board of Directors
6 Aug 2015, 6:21 pm by Kevin LaCroix
John Reed Stark David Fontaine It is well understood by now that cyber security is a concern for every organization and that it is an issue on which every company’s board should be focused. [read post]
The D & O Diary - http://www.dandodiary.com/
The CEO Pay Ratio Rule
5 Aug 2015, 2:23 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Enforcement Actions Against Corporate Officers - Targeting or Responsible Monitoring?
31 Jul 2015, 7:00 am
" White's statement came shortly after a public difference of opinion between commissioners Daniel Gallagher and Luis Aguilar. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
Think Twice Before Investing in Equity Indexed Annuities
23 Jul 2015, 8:43 am by Adam Weinstein
The senator’s investigation comes on the heels of a speech given by Luis Aguilar, Commissioner to the Securities and Exchange Commission (SEC), before the North American Securities Administrators Association (“NASAA”), stating that the SEC is looking closely at sales practices with respect complex securities including equity-indexed annuities, leveraged and inverse-leveraged exchange traded funds, reverse convertibles, alternative mutual funds, exchange traded… [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Revisiting the Regulatory Framework of the US Treasury Market
16 Jul 2015, 6:13 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Debate: ¿cuál es el balance del último periodo de sesiones de la Suprema Corte?
15 Jul 2015, 9:39 am by Nexos en línea
En efecto, no sólo se trata del primer periodo de Luis María Aguilar como presidente de la Suprema Corte, sino que también en este periodo se estrenó como ministro uno de los abogados más controvertidos en la historia reciente de nuestro tribunal constitucional: Eduardo Medina Mora. [read post]
El Juego de la Suprema Corte - http://eljuegodelacorte.nexos.com.mx/
Compliance Bricks and Mortar for the July Fourth Weekend
2 Jul 2015, 5:46 am by Doug Cornelius
  The Role of Chief Compliance Officers Must be Supported by Luis A. [read post]
Compliance Building - http://www.compliancebuilding.com
Making Executive Compensation More Accountable
1 Jul 2015, 1:00 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov