Search for: "Luis Aguilar" Results 61 - 80 of 350
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26 Jun 2008, 7:22 pm
Yesterday, the Senate Banking Committee voted to confirm the three nominees to the SEC, Republican Troy Paredes and Democrats Elisse Walter and Luis Aguilar. [read post]
29 Feb 2012, 4:23 am by Broc Romanek
SEC Commissioner Aguilar Urges Mandated Political Spending Disclosure Last week, SEC Commissioner Luis Aguilar delivered this speech - entitled "Shining a Light on Expenditures of Shareholder Money" - urging the SEC to act in the newly hot area of political contribution disclosures (Vanessa Schoenthaler's blog notes Chair Schapiro's comments on the topic). [read post]
11 May 2009, 11:00 am
Aguilar and Acting Director of the Division of Corporate Finance Shelley E. [read post]
27 Jun 2008, 5:37 pm
  The Committee unanimously approved the nominations of Luis Aguilar, Troy Paredes and Elisse Walter on Wednesday. [read post]
31 Mar 2008, 10:00 am
The White House announced that it would nominate the two Democrats submitted by Harry Reid, Luis Aguilar and  Elisse Walter to the Securities and Exchange Commission. [read post]
17 Apr 2013, 8:00 am by ADR Times
Luis Aguilar, a top U.S. securities regulator, is calling for an end to the mandatory arbitration clause found in contracts between financial advisers and their clients. [read post]
18 Jul 2011, 6:27 am
SEC Commissioner Luis Aguilar called for the SEC’s Office of Investor Education and Advocacy to issue an investor alert warning retail investors about the risks of trading off-exchange foreign currency contracts. [read post]
15 May 2015, 3:01 am by Broc Romanek
The departure will likely coincide with the resignation later this year of Luis Aguilar, a Democrat, who is planning to step down soon after nearly seven years at the agency, people familiar with his thinking said. [read post]
9 Dec 2016, 6:00 am by Doug Cornelius
Luis Aguilar recalls harrowing times at SEC by Jeff Benjamin in Investment News Mr. [read post]