Search for: "Luis Aguilar"
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30 Jun 2015, 12:59 pm
Editor's Note: Luis A. [read post]
29 Jun 2015, 6:19 am
By Jacquelyn LumbCommission Luis Aguilar spoke last week at the SINET Innovation Summit on the need for a public and private sector partnership to help combat cyber crime. [read post]
26 Jun 2015, 6:00 am
Editor's Note: Luis A. [read post]
25 Jun 2015, 6:34 am
Senator Bob Menendez (D-N.J.) and SEC Commissioner Luis A. [read post]
12 Jun 2015, 11:39 am
Jason Howard, J.D.SEC Commissioners Luis A. [read post]
11 Jun 2015, 1:20 pm
Editor's Note: Luis A. [read post]
21 May 2015, 6:06 am
Editor's Note: Luis A. [read post]
19 May 2015, 7:29 am
On April 14, 2015, Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), gave a speech before the North American Securities Administrators Association (“NASAA”), stating that the SEC is looking closely at sales practices with respect complex securities. [read post]
15 May 2015, 5:00 am
SEC’s Daniel Gallagher resigning as commissioner in Investment News The White House will now need to replace him as well as Luis Aguilar, the Democratic commissioner whose term expires next month. [read post]
15 May 2015, 3:01 am
The departure will likely coincide with the resignation later this year of Luis Aguilar, a Democrat, who is planning to step down soon after nearly seven years at the agency, people familiar with his thinking said. [read post]
13 May 2015, 1:21 pm
Editor's Note: Luis A. [read post]
8 May 2015, 6:10 am
Editor's Note: Luis A. [read post]
5 May 2015, 9:30 pm
SEC Commissioner Luis Aguilar, however, said this supplemental requirement of easily accessible and comparable information would “better inform shareholders and give them information needed to hold directors accountable for the executive compensation decisions that they make. [read post]
30 Apr 2015, 6:14 am
Editor's Note: Luis A. [read post]
24 Apr 2015, 4:09 pm
On April 14, 2015, in a speech to the North American Securities Administrators Association (“NASAA”), Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), stated that the SEC is looking closer at sales practices with respect complex securities. [read post]
21 Apr 2015, 5:58 am
Editor's Note: Luis A. [read post]
30 Mar 2015, 6:01 am
Editor's Note: Luis A. [read post]
27 Mar 2015, 10:16 am
Commissioner Luis Aguilar said, in prepared remarks Wednesday, that the plan is integral to enhancing FINRA’s trading surveillance program. [read post]
10 Mar 2015, 12:33 pm
Some interesting legal reads for the week of March 9, 2015: SEC Commissioner Luis Aguilar on secondary trading of small business stock, including discussion of a so-called “venture exchange. [read post]
10 Mar 2015, 6:06 am
Editor's Note: Luis A. [read post]
