Search for: "Luis Aguilar"
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25 Feb 2015, 6:02 am
Editor's Note: Luis A. [read post]
24 Feb 2015, 5:04 pm
” Commissioner Luis Aguilar stressed that the Commission has “not finished its work on many ongoing issues” and laid out his priorities for 2015. [read post]
24 Feb 2015, 3:35 am
The Glaring Lack of Racial Diversity Continues in Our Profession In this speech, SEC Commissioner Luis Aguilar listed his priorities including wrapping up the outstanding rulemakings required by Congressional acts and the need for the SEC to bring enforcement cases that are a real deterrent. [read post]
23 Feb 2015, 8:53 am
Aguilar, Commissioner Daniel M. [read post]
22 Feb 2015, 6:00 am
Editor's Note: Luis A. [read post]
20 Feb 2015, 6:00 am
Editor's Note: Luis A. [read post]
18 Feb 2015, 2:48 pm
According to FA-Magazine, the commission of the SEC, Luis Aguilar, made claims that retail investors are often victim to higher markups in the municipal bond market compared to institutional investors. [read post]
16 Feb 2015, 6:00 am
Editor's Note: Luis A. [read post]
13 Feb 2015, 5:00 am
Aguilar and Kara M. [read post]
6 Feb 2015, 1:46 pm
Aguilar and Investor Advocate, Rick A. [read post]
6 Feb 2015, 1:46 pm
Aguilar and Investor Advocate, Rick A. [read post]
5 Feb 2015, 8:08 am
Aguilar and Kara M. [read post]
27 Jan 2015, 6:04 am
Editor's Note: Luis A. [read post]
6 Jan 2015, 4:14 am
As discussed here, SEC Commissioner Luis Aguilar underscored these concerns in a June 2014 speech in which he stressed that “ensuring the adequacy of a company’s cybersecurity measures needs to be a part of a board of director’s risk oversight responsibilities. [read post]
22 Dec 2014, 1:59 pm
Editor's Note: Luis A. [read post]
19 Dec 2014, 6:02 am
Editor's Note: Luis A. [read post]
9 Dec 2014, 7:30 am
In June of this year, Commissioner Luis Aguilar gave a speech on cyber risks (here), noting both the increasing frequency and costs of attacks. [read post]
8 Dec 2014, 4:23 am
For example, in a June 2014 speech, SEC Commission Luis Aguilar highlighted the cyber security oversight responsibilities of corporate boards. [read post]
25 Nov 2014, 6:19 am
Editor's Note: Luis A. [read post]
24 Nov 2014, 3:53 pm
Commissioner Luis Aguilar agreed that the lack of an active trading market for securities of small businesses is a major hurdle to capital formation. [read post]
