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Defining Dealers and Major Participants in the Cross-Border Context
29 Jun 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus
17 Jun 2014, 6:06 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Commissioner Aguilar Addresses Cybersecurity Oversight Responsibilities of Corporate Boards
12 Jun 2014, 4:17 am by Kevin LaCroix
In a June 10, 2014 speech entitled “Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus” delivered at the New York Stock Exchange, SEC Commissioner Luis A. [read post]
The D & O Diary - http://www.dandodiary.com/
Broker-Dealers and Investment Advisers Now Targeted by Both Cyber Intruders and SEC Cybersecurity Examiners
6 May 2014, 4:26 pm by BakerHostetler
Highlighting one area of the problem, SEC Commissioner Luis Aguilar cited a 2012 global survey that found that 53 percent of securities exchanges had experienced a cyber-attack in the previous year. [read post]
Data Privacy Monitor - http://www.dataprivacymonitor.com/
Looking at Corporate Governance from the Investor’s Perspective
24 Apr 2014, 6:08 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Commissioner Aguilar on Corporate Governance
22 Apr 2014, 1:26 pm by Eric C. Chaffee
Aguilar gave remarks on Looking at Corporate Governance from the Investor’s Perspective. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
NASAA and the SEC: Presenting a United Front to Protect Investors
20 Apr 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Cybersecurity Race: Executive Branch Takes The Lead While Congress Watches From The Bleachers
18 Apr 2014, 4:16 pm by Alexander Major
During the March 26 event, SEC Commissioner Luis Aguilar stated his continuing commitment to address cybersecurity risks and hinted at expanding the SEC’s non-rule, non-regulation, non-statement guidance “to ensure the proper functioning of the capital markets and the protection of investors. [read post]
Government Contracts Blog - http://www.governmentcontractslawblog.com/
An Informed Approach to Issues Facing the Mutual Fund Industry
10 Apr 2014, 6:22 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Commissioner Aguilar on NASAA and the SEC
8 Apr 2014, 1:03 pm by Eric C. Chaffee
., Commissioner Luis A. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Aguilar on the Mutual Fund Industry
2 Apr 2014, 4:21 pm by Eric C. Chaffee
On April 2, 2014, Commissioner Luis A. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Addressing Known Risks to Better Protect Investors
28 Feb 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Speaks, Cuban Tweets
25 Feb 2014, 10:02 am by Justin Bagdady
The leaders of the Securities and Exchange Commission addressed the public on February 21-22 at the annual SEC Speaks conference in Washington, D.C. [read post]
Securities Litigation and Regulatory Enforcement Blog - http://blogs.orrick.com/securities-litigation/
Chair White and Various SEC Commissioners Offer Remarks at the "SEC Speaks" Conference
22 Feb 2014, 2:17 pm by Eric C. Chaffee
Aguilar, Commissioner Daniel M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Aguilar on the PCAOB
7 Feb 2014, 2:27 pm by Eric C. Chaffee
., Commissioner Luis A. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Aguilar on Protecting Seniors and Retirees
7 Feb 2014, 2:18 pm by Eric C. Chaffee
., Commissioner Luis A. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Public Solicitations on Rule 506 offerings
7 Feb 2014, 9:24 am
On December 5, 2013, however, SEC Commissioner Luis Aguilar, speaking at a Consumer Federation of America conference, forcefully called upon the rest of the Commission to move forward in adopting the strengthened rules. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
El próximo presidente de la Corte: ¿Luis María Aguilar o Arturo Zaldívar?
4 Feb 2014, 6:20 am by lopeznoriega
Diversos medios de comunicación, han publicado en las últimas semanas, a propósito del tercer informe de labores del ministro Juan Silva Meza, que el sucesor de éste en la presidencia de la Suprema Corte en enero de 2015, se definirá en una contienda entre tan sólo dos ministros: Luis María Aguilar y Arturo Zaldívar. [read post]
El Juego de la Suprema Corte - http://eljuegodelacorte.nexos.com.mx/
Statement on the SEC’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1)
14 Jan 2014, 6:25 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Promoting Investor Protection in Small Business Capital Formation
4 Jan 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov