Search for: "Luis Aguilar" Results 161 - 180 of 350
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Evolving Equity Markets Require Constant Attention
3 Nov 2015, 6:27 am
Posted by Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC's New Investor Advisory Committee Holds First Meeting and Commission Aguilar Asks Members To Put Individual Retail Investors Foremost In Their Considerations
18 Jun 2012, 10:33 am by William McGrath
SEC Chairman Mary Schapiro told the committee members that "you have made a commitment to ensuring that the voice of the investor remains front and center at the SEC," while Commissioner Luis Aguilar, an ardent backer of the Committee, told members that their "work will be vital to the SEC and the American public," asking them to focus on the needs of individual investors while noting that "only 15% of Americans trust the stock market. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
SEC Enforcement Actions Against Corporate Officers - Targeting or Responsible Monitoring?
31 Jul 2015, 7:00 am
" White's statement came shortly after a public difference of opinion between commissioners Daniel Gallagher and Luis Aguilar. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
SEC Seeks Public Comment on Transfer Agent Rules
22 Dec 2015, 2:30 pm by Mark Astarita
I want to thank all of the Commissioners for their input and specifically acknowledge Commissioner Luis Aguilar and former Commissioner Daniel Gallagher, who have been long-time champions of transfer agent reform. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
New Issue: Global Trade and Customs Journal
5 Aug 2014, 9:20 pm
Horwitz, ‘Administrative Protective Orders: Protection of Confidential Information in Canadian Trade Remedy Proceedings’ Adrián Vázquez, Protection of Confidential Information in the Mexican Trade Remedy System Luis Felipe Aguilar Rico, Patricia Arratíbel Siles, & Juan Antonio Dorantes Sánchez, Administrative Protective Orders in Trade Remedy Cases in Mexico Patrick J. [read post]
International Law Reporter - http://ilreports.blogspot.com/
Making Our Equity Markets Work Better for Investors
13 May 2015, 1:21 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Failing to Advance Diversity and Inclusion
11 Jun 2015, 1:20 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The CEO Pay Ratio Rule
5 Aug 2015, 2:23 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Enhancing the Commission’s Waiver Process
2 Sep 2015, 6:28 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Role of Chief Compliance Officers Must be Supported
30 Jun 2015, 12:59 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A Registration Framework for the Derivatives Market
12 Aug 2015, 6:33 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A Threefold Cord—Working Together to Meet the Pervasive Challenge of Cyber-Crime
26 Jun 2015, 6:00 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Clarity in Commission Orders
11 Aug 2015, 6:23 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Effective Regulatory Oversight and Investor Protection Requires Better Information
21 May 2015, 6:06 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Focusing on Dealer Conduct in the Derivatives Market
8 May 2015, 6:10 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
GOP SEC Appointees Voted Against Charges Against Goldman
19 Apr 2010, 3:32 pm by Big Tent Democrat
SEC Chairman Mary Schapiro sided with Democrats Luis Aguilar and Elisse Walter to approve the case, said the people, who declined to be identified because the vote wasn? [read post]
TalkLeft: The Politics of Crime - http://www.talkleft.com/
Public Solicitations on Rule 506 offerings
7 Feb 2014, 9:24 am
On December 5, 2013, however, SEC Commissioner Luis Aguilar, speaking at a Consumer Federation of America conference, forcefully called upon the rest of the Commission to move forward in adopting the strengthened rules. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
SEC Investor Protection Measures
4 Jun 2009, 8:30 am by Jack J. Gravelle
” Finally, also on June 3, 2009, Commissioner Luis A. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
New Volume: Anuario Mexicano de Derecho Internacional
18 Mar 2023, 4:03 pm by Jacob Katz Cogan
Paulo Borba Casella, Tendencias contemporáneas sobre la opinio juris y la prueba material del derecho internacional consuetudinario Carlo Carvajal Aguilar, La responsabilidad internacional de los grupos armados no estatales y el derecho de las víctimas a las reparaciones Adriana Fillol Mazo, Los alimentos y el empleo de veneno en situaciones de conflicto armado: análisis a la luz de los medios y métodos de guerra prohibidos en el derecho internacional… [read post]
International Law Reporter - https://ilreports.blogspot.com/
Batesville Files New 337 Complaint Regarding Certain Caskets
10 Jun 2010, 4:17 pm by Eric Schweibenz
Luis Matos and Glen Matos as defendants. [read post]
ITC 337 Law Blog - http://www.itcblog.com