Search for: "Luis Aguilar"
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2 May 2013, 6:41 am
Editor’s Note: Luis A. [read post]
1 May 2013, 7:11 am
… Earlier this month, one SEC commissioner, Luis Aguilar, called for the SEC to take steps to scale back or limit the use of mandatory arbitration agreements. [read post]
30 Apr 2013, 11:25 am
First, a few weeks ago, SEC Commissioner Luis Aguilar, in opening remarks to the North American Securities Administrators Association’s Annual NASAA/SEC 19(d) Conference, in the section entitled “Pre-Dispute Mandatory Arbitration Weakens Investor Protection,” reiterated his long-standing opposition to mandatory arbitration, but added a level of focus and detail to his arguments I had not seen previously. [read post]
24 Apr 2013, 12:34 pm
SEC Commissioner Luis Aguilar said in an email to the Wall St. [read post]
23 Apr 2013, 6:20 am
Editor’s Note: Luis A. [read post]
17 Apr 2013, 8:00 am
Luis Aguilar, a top U.S. securities regulator, is calling for an end to the mandatory arbitration clause found in contracts between financial advisers and their clients. [read post]
16 Apr 2013, 2:47 pm
Editor’s Note: Luis A. [read post]
23 Mar 2013, 7:14 am
Editor’s Note: Luis A. [read post]
14 Mar 2013, 6:27 am
Luis Aguilar discussed signs of “weakness and instability” in the market’s infrastructure and recommended that the SEC regulate and address these technological issues by, among other things, developing a “kill switch” for each exchange. [read post]
8 Mar 2013, 7:18 am
Official portrait of Securities and Exchange Commission (SEC) Commissioner Luis A.... [read post]
8 Mar 2013, 4:24 am
As he was walking, he saw [her] drive by; she seemed to be driving normally. . . .Luis Aguilar [was] driving home at 12:40 a.m. when he called 911 to report an accident at the intersection of Claystone and Knabe in Corona. [read post]
2 Mar 2013, 7:24 am
Editor’s Note: Luis A. [read post]
21 Feb 2013, 4:22 am
And Commissioner Luis Aguilar delivered this speech yesterday on proxy disclosure... [read post]
25 Jan 2013, 5:13 am
She and Commissioner Luis A. [read post]
25 Jan 2013, 3:27 am
Contents include:EstudiosCristina Campiglio, Los conflictos normo-culturales en el ámbito familiar Hilda Aguilar Grieder, Desafíos y tendencias en el actual Derecho Internacional Privado europeo de los contratos Elisa Baroncini, The China-Rare Earths WTO Dispute: A Precious Chance to Revise the China-Raw Materials Conclusions on the Applicability of GATT Article XX to China’s WTO Accession Protocol Esperanza Castellanos Ruiz, El concepto de actividad profesional… [read post]
15 Jan 2013, 5:34 am
SEC Commissioner Luis Aguilar did not like the rule, saying it lacked adequate investor protections. [read post]
15 Jan 2013, 5:34 am
SEC Commissioner Luis Aguilar did not like the rule, saying it lacked adequate investor protections. [read post]
8 Jan 2013, 10:54 am
Ackerman, Daniel Joloy Amkie, Regina Tames, Claudia Aguilar, Nashieli Ramírez, Sergio Ramírez Caloca, Elsa Cadena González, Paloma Mora, Alexandra Zenzes, Octavio Amezcua, Arturo Balderas, Federico Novello, Carlos Alberto Zetina Antonio, Luis Enrique Cordero Aguilar, Rosaura Cadena, Elsa Herrera Bautista, Siria Oliva Ruiz, Clara Gabriela Meyra Segura, José de Jesús Palacios Serrato, Areli Caballero Santiago, Alma Rosa Bahena Villalobos,… [read post]
1 Jan 2013, 9:30 pm
” According to recent remarks by SEC Commissioner Luis Aguilar, the whistleblower program produced a “noticeable difference in the quality of the information” available to SEC investigators. [read post]
30 Nov 2012, 5:48 am
Editor’s Note: Luis A. [read post]
