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28 Feb 2020, 9:37 am by Aimee Hess
AEP Texas, Inc. and/or Southwestern Electric Power Company (“SWEPCO”) now own many of these easements. [read post]
Continuing our annual tradition, we have compiled our top developments and headlines for 2019 & 2020 in trade secret, non-compete, and computer fraud law. [read post]
11 Jan 2020, 5:48 am by Joel R. Brandes
January 1, 2020The October 2019 update to my 9 volume treatise, Law and The Family New York, 2d has been released and is available on the Thomson Reuters website bookstore. [read post]
26 Nov 2019, 7:44 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ajayi, Emmanuel   JP Morgan Securites LLC   HSBC Securities (USA) Inc   Arts, Christopher   Scarsdale Equities LLC   Leeb Brokerage Services  … [read post]
22 Oct 2019, 12:22 pm by Silver Law Group
  Ameriprise Financial Services   NBC Securities   Jeffrey Lundstrom   Signator Investors, Inc   Transamerica Financial Advisors   Uriah Mitchell   JP Morgan Securities   Raymond Montchal   Morgan Stanley   Citigroup Global Markets   Robert Neuedorf   David Lerner Associates   Merrill Lynch, Pierce, Fenner & Smith Silver Law Group represents investors in securities and investment fraud cases through FINRA… [read post]
22 Oct 2019, 10:26 am by Silver Law Group
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:   NAME FORMER EMPLOYERS   Carolyn Andrews   UBS Financial Services   Morgan Keegan & Company   Meiewyn Avent   Alliance-One Investments   Metlife Investors Distribution Co… [read post]
6 Sep 2019, 3:00 am by Jim Sedor
A similar scheme happened at Axor Experts-Conseils Inc. [read post]
6 Aug 2019, 8:52 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles III   Suntrust Investment Services, Inc   JP Morgan Securities LLC   Bingham, Daniel   Essex Securities LLC   Investors Capital  … [read post]
6 Aug 2019, 8:45 am by Silver Law Group
  Dewaay Financial Network, LLC   VSR Financial Services, Inc   Freeman, Michael   Spartan Capital Securities, LLC   Legend Securities, Inc   Fuzie, Cindy   Morgan Stanley   MML Investors Services, LLC   Hernandez, Evelyn   Morgan Stanley   Chase Investment Services   Barry, Jin   Spartan Capital Securities, LLC   Lampert Capital Markets Inc   LaVolpe, Michael   Meyers Associates, LP  … [read post]
1 Jul 2019, 12:46 pm by Silver Law Group
  Merrill Lynch, Pierce, Fenner & Smith Inc   Heilman, Peter   Edward Jones   High, Robert   First Financial Equity Corp   Chase Investment Services Corp   Irizarry, Melissa   LPL Financial LLC   Invest Financial Corp   LaBare, Richard   Union Capital Company   Morgan Stanley & Co Inc   Mariampolski, Arnold   AXA Advisors   Ohel, Ziv   CFD Investments, Inc  … [read post]