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29 Mar 2024, 4:00 am by Jim Sedor
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]
27 Feb 2024, 10:30 am by Eugene Volokh
(PEN America), the National Coalition Against Censorship (NCAC), and the Student Press Law Center (SPLC), arguing that liability would violate the First Amendment. [read post]
29 Nov 2023, 9:01 pm by renholding
On the other hand, several other types of actions experienced year-over-year decreases, including matters involving market manipulation (31% decrease), investment adviser/investment company (28% decrease), and insider trading (26% decrease). [read post]
9 Nov 2023, 9:01 pm by renholding
”[7] Crown Bridge would purchase convertible notes from penny stock issuers, hold the notes for a period of time, and subsequently convert the notes into unrestricted, newly issued shares of stock at a discount to the prevailing market price and resell those shares into the market. [read post]
27 Oct 2023, 6:00 am by Michelle
The proposed changes to Regulation II under the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act would also change the amounts that bank card issuers subject to the rule can charge to cover fraud costs and to counter fraud losses. [read post]
24 Oct 2023, 9:01 pm by renholding
It undermines the investor confidence needed for the fair, efficient, and orderly operation of our markets and for capital formation. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
  Today, common ownership levels are high, especially as index and exchange traded funds offered by portfolio investors (like BlackRock, Vanguard and State Street) have risen in popularity. [read post]
25 Aug 2023, 7:02 am by Zak Gowen
The new Tap to Pay offering lets merchants accept payments using their iPhones, without the need for a physical terminal, according to a Tuesday (Aug. 22) press release. [read post]
16 Aug 2023, 10:52 am by Kevin LaCroix
Background The SEC Administrative Process Founded in 1934 to regulate securities markets, the SEC was granted authority to appoint administrative law judges to conduct hearings in accordance with the Administrative Procedures Act (APA) of 1946. [read post]
9 Aug 2023, 11:25 am by GraceLegere
Its prevention strategies have been utilized to assist in fraud and other illegal activities in the securities markets. [read post]
26 May 2023, 11:34 am by Howard Knopf
In any event, the effect of the dealing on the market for the work being copied is one of the factors that courts would consider in determining fairness or lack thereof and, if Ms. [read post]
9 May 2023, 9:01 pm by renholding
A low-cost alternative, if it materializes, may tempt smaller activists—perhaps including better-funded versions of the “issues” activists now plastering corporate boardrooms with various 14a-8 stockholder proposals—to nominate one or two directors to press their concerns in the boardroom.[1] However, Rule 14a-19 does not address the longstanding question of just what information the nominating stockholder should disclose to voting stockholders. [read post]
8 May 2023, 12:22 am by INFORRM
The Bill ushers in a new regime for digital markets, and has the potential to be a “watershed moment“ in how UK digital markets are regulated. [read post]